Gladstone Institutional Advisory’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Gladstone Institutional Advisory’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-34,581	Closed	-$2.56M	–	723
2021 Q4	$2.56M	Sell	34,581 -30,446	-47%	-$2.27M	0.2%	143
2021 Q3	$4.68M	Buy	65,027 +27,830	+75%	+$2.05M	0.46%	55
2021 Q2	$2.8M	Sell	37,197 -1,051	-3%	-$73.7K	0.33%	77
2021 Q1	$2.6M	Buy	38,248 +752	+2%	+$52.3K	0.4%	62
2020 Q4	$2.45M	Buy	+37,496	New	+$2.23M	0.49%	52
2020 Q2	–	Sell	-71,335	Closed	-$2.64M	–	268
2020 Q1	$2.64M	Buy	71,335 +2,500	+4%	+$113K	0.68%	34
2019 Q4	$3.29M	Sell	68,835 -29,700	-30%	-$1.38M	0.81%	32
2019 Q3	$4.41M	Buy	98,535 +10,857	+12%	+$498K	1.12%	24
2019 Q2	$3.97M	Buy	87,678 +5,419	+7%	+$240K	1.21%	19
2019 Q1	$3.55M	Buy	82,259 +828	+1%	+$34.3K	1.3%	17
2018 Q4	$2.95M	Buy	+81,431	New	+$3.26M	1.72%	14

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $34.9M AUM 32.88% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Gladstone Institutional Advisory's FNY Position: Q1 2022 in Review

Gladstone Institutional Advisory sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2022, closing a stake of 34,581 shares — an estimated $2.56M sold.

Gladstone Institutional Advisory first reported a position in FNY in Q4 2018 and held it in 11 quarters. The position peaked at $4.68M in Q3 2021. 92 funds tracked by Wall St. Rank hold FNY as of Q1 2022.

Gladstone Institutional Advisory reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2022 after selling out during the quarter.
Gladstone Institutional Advisory sold 34,581 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2022, an estimated $2.56M.
Gladstone Institutional Advisory first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2018 and held it in 11 quarters.
Gladstone Institutional Advisory's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $4.68M in Q3 2021.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2022.

Based on Gladstone Institutional Advisory's 13F filing for Q1 2022, filed 4 May 2022.