Prospera Financial Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Prospera Financial Services’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-1,501	Closed	-$82K	–	1105
2022 Q2	$82K	Sell	1,501 -2,284	-60%	-$139K	﹤0.01%	938
2022 Q1	$252K	Sell	3,785 -9,783	-72%	-$647K	0.01%	801
2021 Q4	$1.01M	Buy	+13,568	New	+$1.01M	0.04%	411
2020 Q4	–	Sell	-501	Closed	-$27K	–	985
2020 Q3	$27K	Buy	+501	New	+$25.8K	0.01%	810

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Prospera Financial Services's FNY Position: Q3 2022 in Review

Prospera Financial Services sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2022, closing a stake of 1,501 shares — an estimated $82K sold.

Prospera Financial Services first reported a position in FNY in Q3 2020 and held it in 4 quarters. The position peaked at $1.01M in Q4 2021. 86 funds tracked by Wall St. Rank hold FNY as of Q3 2022.

Prospera Financial Services reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2022 after selling out during the quarter.
Prospera Financial Services sold 1,501 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2022, an estimated $82K.
Prospera Financial Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2020 and held it in 4 quarters.
Prospera Financial Services's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $1.01M in Q4 2021.
86 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2022.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.