VSR Financial Services’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

VSR Financial Services’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-62,466	Closed	-$1.8M	–	585
2015 Q4	$1.8M	Buy	+62,466	New	+$1.82M	0.19%	135
2015 Q3	–	Sell	-66,426	Closed	-$2.04M	–	587
2015 Q2	$2.04M	Buy	+66,426	New	+$2.05M	0.22%	128
2015 Q1	–	Sell	-7,425	Closed	-$218K	–	574
2014 Q4	$218K	Buy	+7,425	New	+$210K	0.02%	500
2014 Q1	–	Sell	-35,318	Closed	-$991K	–	590
2013 Q4	$991K	Buy	+35,318	New	+$938K	0.15%	166

Other funds holding FNY

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

CWM

Cornerstone Wealth Management St. Peters, Missouri $2B AUM 19.19% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

VSR Financial Services's FNY Position: Q1 2016 in Review

VSR Financial Services sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2016, closing a stake of 62,466 shares — an estimated $1.8M sold.

VSR Financial Services first reported a position in FNY in Q4 2013 and held it in 4 quarters. The position peaked at $2.04M in Q2 2015. 36 funds tracked by Wall St. Rank hold FNY as of Q1 2016.

VSR Financial Services reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2016 after selling out during the quarter.
VSR Financial Services sold 62,466 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2016, an estimated $1.8M.
VSR Financial Services first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2013 and held it in 4 quarters.
VSR Financial Services's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $2.04M in Q2 2015.
36 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2016.

Based on VSR Financial Services's 13F filing for Q1 2016, filed 5 May 2016.