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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+6.35%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.59B
AUM Growth
+$107M
Cap. Flow
+$27.1M
Cap. Flow %
1.7%
Top 10 Hldgs %
19.73%
Holding
831
New
92
Increased
350
Reduced
300
Closed
66

Top Buys

Rank Stock Value
1
CMG icon
Chipotle Mexican Grill
CMG
+$27M
2
MDT icon
Medtronic
MDT
+$9.24M
3
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$8.88M
4
WM icon
Waste Management
WM
+$7.26M
5
VHT icon
Vanguard Health Care ETF
VHT
+$5.27M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$69.6M
2
AAPL icon
Apple
AAPL
+$66.1M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$22.4M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$7.26M
5
APPH
AppHarvest, Inc. Common Stock
APPH
+$5.99M

Sector Composition

Rank Sector Weight
1 Technology 7.16%
2 Consumer Discretionary 4.14%
3 Healthcare 3.69%
4 Industrials 2.97%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
PUT
Apple
AAPL
$4.41T
$74.9M 4.72%
+421,897
New +$66.7M
MSFT icon
2
Microsoft
MSFT
$3.66T
$43.9M 2.76%
130,483
-11,165
-8% -$3.62M
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$43.3M 2.73%
95,179
+3,176
+3% +$1.46M
QQQ icon
4
PUT
Invesco QQQ Trust
QQQ
$481B
$32.2M 2.03%
+80,873
New +$31.2M
VTI icon
5
PUT
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$23.7M 1.49%
+97,955
New +$23.1M
FVD icon
6
First Trust Value Line Dividend Fund
FVD
$8.36B
$21.5M 1.35%
497,781
+50,084
+11% +$2.07M
AMZN icon
7
Amazon
AMZN
$2.88T
$20.3M 1.28%
121,840
-5,420
-4% -$928K
VTV icon
8
Vanguard Morningstar Value ETF
VTV
$193B
$19.2M 1.21%
130,835
+4,534
+4% +$647K
GLD icon
9
SPDR Gold Trust
GLD
$144B
$17.9M 1.13%
104,823
-9,577
-8% -$1.61M
NVDA icon
10
NVIDIA
NVDA
$5.43T
$16.4M 1.03%
558,900
+24,180
+5% +$665K
VUG icon
11
Vanguard Morningstar Growth ETF
VUG
$229B
$15.3M 0.96%
286,200
-85,680
-23% -$4.46M
IVE icon
12
iShares S&P 500 Value ETF
IVE
$50B
$14.9M 0.94%
95,399
+9,488
+11% +$1.44M
FTCS icon
13
First Trust Capital Strength ETF
FTCS
$7.97B
$14.9M 0.94%
176,510
+20,820
+13% +$1.67M
IVW icon
14
iShares S&P 500 Growth ETF
IVW
$77.3B
$14.4M 0.91%
171,886
-30,872
-15% -$2.49M
TSLA icon
15
Tesla
TSLA
$1.29T
$13.1M 0.82%
38,898
-615
-2% -$206K
SPAB icon
16
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.93B
$12.8M 0.81%
433,445
+109,875
+34% +$3.27M
FIXD icon
17
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$12.6M 0.79%
236,336
-40,001
-14% -$2.13M
BND icon
18
Vanguard Total Bond Market
BND
$161B
$11.9M 0.75%
142,487
-2,377
-2% -$202K
SPYM
19
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$11.7M 0.74%
210,324
+11,264
+6% +$608K
RSP icon
20
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$11.6M 0.73%
71,098
-28,861
-29% -$4.56M
IEMG icon
21
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$11.5M 0.73%
192,338
+24,993
+15% +$1.54M
SLV icon
22
iShares Silver Trust
SLV
$31.8B
$11.1M 0.7%
499,711
-104,228
-17% -$2.25M
DFAC icon
23
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$10.9M 0.69%
376,251
+62,418
+20% +$1.76M
USMV icon
24
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$10.7M 0.67%
132,180
-93,802
-42% -$7.26M
IWM icon
25
iShares Russell 2000 ETF
IWM
$82.2B
$10.2M 0.64%
45,996
+3,522
+8% +$796K
1
2 3 4 5

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WAM
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CWM
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Financial Advocates Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Financial Advocates Investment Management held 831 positions worth $1.59B, up 7.2% from $1.48B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Financial Advocates Investment Management's Q4 2021 filing shows 92 new, 350 increased, 300 reduced and 66 closed positions. Its largest new stake was Chipotle Mexican Grill: 765,600 shares worth $984K. The largest sale was Invesco QQQ Trust, an estimated $69.6M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q4 2021 buy was Chipotle Mexican Grill: 765,600 shares worth $984K.
  • Financial Advocates Investment Management added most to Medtronic in Q4 2021, an estimated $9.24M increase.
  • Financial Advocates Investment Management's biggest Q4 2021 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $7.26M.
  • Financial Advocates Investment Management fully exited Invesco QQQ Trust in Q4 2021, selling an estimated $69.6M.
  • Financial Advocates Investment Management's ten largest holdings make up 20% of its $1.59B portfolio in Q4 2021.
  • Financial Advocates Investment Management opened 92 new positions and closed 66 in Q4 2021.
  • Financial Advocates Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.59B.

Based on Financial Advocates Investment Management's 13F filing for Q4 2021, filed 14 Feb 2022.