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FAIM
Financial Advocates Investment Management Portfolio holdings
AUM
$178M
1-Year Est. Return
21.03%
This Fund
S&P 500
This Quarter
Est. Return
-11.51%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$733M
AUM Growth
-$163M
(-18%)
Cap. Flow
-$54.5M
Cap. Flow
% of AUM
-7.44%
Top 10 Holdings %
Top 10 Hldgs %
22.27%
Holding
526
New
25
Increased
146
Reduced
233
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$9.45M |
| 2 |
AAM S&P 500 High Dividend Value ETF
SPDV
|
+$3.95M |
| 3 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$3.93M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.43M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.18M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$9.48M |
| 2 |
Vanguard Morningstar Mid-Cap Growth ETF
VOT
|
+$7.31M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$7.02M |
| 4 |
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
|
+$6.37M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$5.47M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.44% |
| 2 | Consumer Discretionary | 3.6% |
| 3 | Financials | 2.55% |
| 4 | Industrials | 2.32% |
| 5 | Communication Services | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
iShares Core S&P 500 ETF
IVV
$904B
| $26.9M | 3.68% |
107,081
+8,903
| +9% | +$2.42M |
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$809B
| $22.8M | 3.11% |
85,535
+11,785
| +16% | +$3.18M |
|
|
3
Invesco QQQ Trust
QQQ
$481B
| $18.1M | 2.47% |
117,397
-56,688
| -33% | -$9.48M |
|
4
Vanguard Total Bond Market
BND
$161B
| $15.9M | 2.17% |
200,903
-27,315
| -12% | -$2.14M |
|
5
iShares MSCI USA Value Factor ETF
VLUE
$9.59B
| $14.1M | 1.92% |
193,665
-5,986
| -3% | -$484K |
|
|
6
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
| $14.1M | 1.92% |
110,107
-50,865
| -32% | -$7.02M |
|
7
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
| $13.9M | 1.89% |
264,421
+13,589
| +5% | +$747K |
|
8
Apple
AAPL
$4.41T
| $13.8M | 1.88% |
349,180
-29,860
| -8% | -$1.45M |
|
9
Cambria Global Momentum ETF
GMOM
$72.5M
| $13.2M | 1.8% |
542,532
-13,189
| -2% | -$332K |
|
10
iShares S&P 500 Growth ETF
IVW
$77.3B
| $10.5M | 1.43% |
278,984
+48,884
| +21% | +$1.98M |
|
11
Microsoft
MSFT
$3.66T
| $10.5M | 1.43% |
103,307
-17,227
| -14% | -$1.85M |
|
|
12
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
| $10.4M | 1.42% |
415,916
+380,998
| +1,091% | +$9.45M |
|
13
Amazon
AMZN
$2.88T
| $9.62M | 1.31% |
128,040
+1,700
| +1% | +$141K |
|
|
14
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
| $9.43M | 1.29% |
94,273
+39,283
| +71% | +$3.93M |
|
15
Schwab US Large- Cap ETF
SCHX
$74.5B
| $9.04M | 1.23% |
908,196
-267,876
| -23% | -$2.88M |
|
16
iShares S&P 500 Value ETF
IVE
$50B
| $8.37M | 1.14% |
82,773
+25,925
| +46% | +$2.84M |
|
17
SPDR Gold Trust
GLD
$144B
| $7.15M | 0.98% |
58,974
+9,690
| +20% | +$1.13M |
|
18
Vanguard S&P 500 ETF
VOO
$1.03T
| $6.52M | 0.89% |
28,358
-4,874
| -15% | -$1.21M |
|
|
AAVM
19
EA Series Trust Alpha Architect Global Factor Equity ETF
AAVM
$27.1M
| $6.39M | 0.87% |
263,523
-58,440
| -18% | -$1.51M |
|
20
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$606M
| $6.39M | 0.87% |
176,310
+8,713
| +5% | +$349K |
|
21
Vanguard FTSE Emerging Markets ETF
VWO
$126B
| $6.34M | 0.87% |
166,344
+13,056
| +9% | +$506K |
|
22
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
| $5.67M | 0.77% |
94,275
+32,099
| +52% | +$1.92M |
|
23
Boeing
BA
$183B
| $5.59M | 0.76% |
17,331
-4,724
| -21% | -$1.63M |
|
|
24
iShares Core US Aggregate Bond ETF
AGG
$138B
| $5.5M | 0.75% |
51,609
+32,747
| +174% | +$3.43M |
|
25
Vanguard Morningstar Value ETF
VTV
$193B
| $5.5M | 0.75% |
56,113
-772
| -1% | -$81.2K |
|
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Financial Advocates Investment Management's Q4 2018 Portfolio in Review
As of Q4 2018, Financial Advocates Investment Management held 526 positions worth $733M, down 18% from $896M the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Financial Advocates Investment Management withdrew a net $54.5M in Q4 2018, closing 106 positions and reducing 233 holdings. Its most notable exit was State Street SPDR Portfolio S&P 600 Small Cap ETF, an estimated $6.37M position sold in full.
By sector, the portfolio is most concentrated in Technology at 5.4% of assets, down from 6.5% a quarter earlier, followed by Consumer Discretionary and Financials.
Against the trend, Financial Advocates Investment Management opened a new position in iShares Morningstar Growth ETF worth $2.76M.
- Financial Advocates Investment Management's largest Q4 2018 buy was iShares Morningstar Growth ETF: 87,040 shares worth $2.76M.
- Financial Advocates Investment Management added most to Schwab Short-Term US Treasury ETF in Q4 2018, an estimated $9.45M increase.
- Financial Advocates Investment Management's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $9.48M.
- Financial Advocates Investment Management fully exited State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2018, selling an estimated $6.37M.
- Financial Advocates Investment Management's ten largest holdings make up 22% of its $733M portfolio in Q4 2018.
- Financial Advocates Investment Management opened 25 new positions and closed 106 in Q4 2018.
- Financial Advocates Investment Management's portfolio value fell 18% quarter-over-quarter to $733M.
Based on Financial Advocates Investment Management's 13F filing for Q4 2018, filed 14 Feb 2019.