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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.39B
AUM Growth
-$12.6M
Cap. Flow
+$62.5M
Cap. Flow %
4.5%
Top 10 Hldgs %
19.49%
Holding
741
New
47
Increased
343
Reduced
270
Closed
45

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$14.3M
2
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$11.9M
3
IYH icon
iShares US Healthcare ETF
IYH
+$10.8M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$7.41M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.82M

Top Sells

Rank Stock Value
1
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$6.39M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$5.55M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$4.04M
4
EDV icon
Vanguard World Funds Extended Duration ETF
EDV
+$3.82M
5
IYLD icon
iShares Morningstar Multi-Asset Income ETF
IYLD
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 12.26%
2 Consumer Discretionary 3.71%
3 Healthcare 2.81%
4 Financials 2.78%
5 Industrials 2.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$66.9M 4.82%
390,659
-764
-0.2% -$140K
MSFT icon
2
Microsoft
MSFT
$3.66T
$42M 3.02%
132,866
+1,682
+1% +$556K
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$32.4M 2.33%
75,614
-1,216
-2% -$541K
NVDA icon
4
NVIDIA
NVDA
$5.43T
$22.3M 1.61%
513,370
-7,350
-1% -$329K
VTI icon
5
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$20.4M 1.47%
98,262
+1,958
+2% +$433K
FTCS icon
6
First Trust Capital Strength ETF
FTCS
$7.97B
$17.7M 1.28%
241,033
-6,455
-3% -$488K
QQQ icon
7
Invesco QQQ Trust
QQQ
$481B
$17.5M 1.26%
48,883
-1,106
-2% -$410K
VUG icon
8
Vanguard Morningstar Growth ETF
VUG
$229B
$17.3M 1.25%
382,218
+20,298
+6% +$959K
AMZN icon
9
Amazon
AMZN
$2.88T
$17.2M 1.24%
135,534
+4,026
+3% +$539K
FVD icon
10
First Trust Value Line Dividend Fund
FVD
$8.36B
$17M 1.22%
454,991
-140,583
-24% -$5.55M
IEFA icon
11
iShares Core MSCI EAFE ETF
IEFA
$196B
$17M 1.22%
263,176
+23,337
+10% +$1.56M
IJH icon
12
iShares Core S&P Mid-Cap ETF
IJH
$128B
$17M 1.22%
382,785
+72,830
+23% +$3.82M
BND icon
13
Vanguard Total Bond Market
BND
$161B
$16.4M 1.18%
235,495
+21,817
+10% +$1.56M
IWM icon
14
iShares Russell 2000 ETF
IWM
$82.2B
$13.4M 0.96%
124,484
+76,050
+157% +$14.3M
IVW icon
15
iShares S&P 500 Growth ETF
IVW
$77.3B
$13M 0.94%
216,143
-18,579
-8% -$1.31M
FIXD icon
16
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$13M 0.94%
309,939
+38,884
+14% +$1.69M
DFAI
17
Dimensional International Core Equity Market ETF
DFAI
$18B
$12.8M 0.92%
489,121
+19,713
+4% +$535K
TSLA icon
18
Tesla
TSLA
$1.29T
$12.4M 0.89%
49,656
+2,568
+5% +$660K
IUSG icon
19
iShares Core S&P US Growth ETF
IUSG
$33.7B
$11.2M 0.8%
118,341
-65,112
-35% -$6.39M
SPYG icon
20
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.1B
$11.1M 0.8%
186,842
+11,535
+7% +$707K
IVE icon
21
iShares S&P 500 Value ETF
IVE
$50B
$10.9M 0.79%
71,008
-2,712
-4% -$438K
COWZ icon
22
Pacer US Cash Cows 100 ETF
COWZ
$19.6B
$10.8M 0.78%
218,843
+26,901
+14% +$1.35M
GLD icon
23
SPDR Gold Trust
GLD
$144B
$10.3M 0.74%
59,829
-1,104
-2% -$197K
XLE icon
24
State Street Energy Select Sector SPDR ETF
XLE
$39.9B
$10.2M 0.74%
220,620
-34,208
-13% -$1.5M
UCON icon
25
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$10.2M 0.74%
428,428
-1,020
-0.2% -$24.7K
1
2 3 4 5

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WAM
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CWM
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Financial Advocates Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Financial Advocates Investment Management held 741 positions worth $1.39B, down 0.9% from $1.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management deployed $62.5M of net new capital in Q3 2023, opening 47 new positions and adding to 343 existing holdings. Its largest new stake was iShares US Healthcare ETF: 193,930 shares worth $1.92M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares Core S&P US Growth ETF, an estimated $6.39M trimmed.

  • Financial Advocates Investment Management's largest Q3 2023 buy was iShares US Healthcare ETF: 193,930 shares worth $1.92M.
  • Financial Advocates Investment Management added most to iShares Russell 2000 ETF in Q3 2023, an estimated $14.3M increase.
  • Financial Advocates Investment Management's biggest Q3 2023 reduction was iShares Core S&P US Growth ETF, cutting an estimated $6.39M.
  • Financial Advocates Investment Management fully exited Vanguard World Funds Extended Duration ETF in Q3 2023, selling an estimated $3.82M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.39B portfolio in Q3 2023.
  • Financial Advocates Investment Management opened 47 new positions and closed 45 in Q3 2023.
  • Financial Advocates Investment Management's portfolio value fell 0.9% quarter-over-quarter to $1.39B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2023, filed 27 Oct 2023.