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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
-1.05%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$1.48B
AUM Growth
-$16.3M
Cap. Flow
-$2.38M
Cap. Flow %
-0.16%
Top 10 Hldgs %
18.91%
Holding
812
New
80
Increased
357
Reduced
266
Closed
73

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$38.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$17.6M
3
ITB icon
iShares US Home Construction ETF
ITB
+$6.64M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$5.87M
5
NVAX icon
Novavax
NVAX
+$5.69M

Top Sells

Rank Stock Value
1
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$17.5M
2
SHOP icon
Shopify
SHOP
+$14.9M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$11.8M
4
PH icon
Parker-Hannifin
PH
+$6.83M
5
AAPL icon
Apple
AAPL
+$6.4M

Sector Composition

Rank Sector Weight
1 Technology 10.72%
2 Consumer Discretionary 3.9%
3 Healthcare 3.02%
4 Financials 2.67%
5 Industrials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAPL icon
1
Apple
AAPL
$4.41T
$59.2M 4%
418,384
-43,493
-9% -$6.4M
MSFT icon
2
Microsoft
MSFT
$3.66T
$39.9M 2.7%
141,648
-3,765
-3% -$1.1M
SPY icon
3
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$39.5M 2.67%
+92,003
New +$40.6M
QQQ icon
4
Invesco QQQ Trust
QQQ
$481B
$28M 1.89%
180,231
+105,242
+140% +$38.8M
VTI icon
5
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$21M 1.42%
94,765
-2,117
-2% -$483K
AMZN icon
6
Amazon
AMZN
$2.88T
$20.9M 1.41%
127,260
-18,160
-12% -$3.13M
GLD icon
7
SPDR Gold Trust
GLD
$144B
$18.7M 1.27%
114,400
-14,053
-11% -$2.35M
VUG icon
8
Vanguard Morningstar Growth ETF
VUG
$229B
$18M 1.21%
371,880
+15,180
+4% +$755K
FVD icon
9
First Trust Value Line Dividend Fund
FVD
$8.36B
$17.6M 1.19%
447,697
+31,353
+8% +$1.27M
VTV icon
10
Vanguard Morningstar Value ETF
VTV
$193B
$17.1M 1.15%
+126,301
New +$17.6M
USMV icon
11
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$16.6M 1.12%
225,982
+3,505
+2% +$267K
IVW icon
12
iShares S&P 500 Growth ETF
IVW
$77.3B
$15M 1.01%
202,758
+40,534
+25% +$3.09M
RSP icon
13
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$15M 1.01%
99,959
-5,589
-5% -$856K
FIXD icon
14
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$14.8M 1%
276,337
+42,302
+18% +$2.28M
SLV icon
15
iShares Silver Trust
SLV
$31.8B
$12.6M 0.85%
603,939
-51,081
-8% -$1.15M
IVE icon
16
iShares S&P 500 Value ETF
IVE
$50B
$12.5M 0.84%
85,911
-2,910
-3% -$434K
BND icon
17
Vanguard Total Bond Market
BND
$161B
$12.4M 0.84%
144,864
-2,566
-2% -$222K
BSV icon
18
Vanguard Short-Term Bond ETF
BSV
$45.6B
$11.9M 0.8%
144,780
+21,386
+17% +$1.76M
FTCS icon
19
First Trust Capital Strength ETF
FTCS
$7.97B
$11.6M 0.79%
155,690
+6,119
+4% +$477K
NVDA icon
20
NVIDIA
NVDA
$5.43T
$11.1M 0.75%
534,720
+52,440
+11% +$1.09M
IEMG icon
21
iShares Core MSCI Emerging Markets ETF
IEMG
$158B
$10.3M 0.7%
167,345
+20,390
+14% +$1.3M
TSLA icon
22
Tesla
TSLA
$1.29T
$10.2M 0.69%
39,513
-4,857
-11% -$1.14M
SPYM
23
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
$10M 0.68%
199,060
-338,268
-63% -$17.5M
SPAB icon
24
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.93B
$9.66M 0.65%
323,570
-31,989
-9% -$964K
IWM icon
25
iShares Russell 2000 ETF
IWM
$82.2B
$9.27M 0.63%
42,474
+6,671
+19% +$1.48M
1
2 3 4 5

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Financial Advocates Investment Management held 812 positions worth $1.48B, down 1.1% from $1.5B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Financial Advocates Investment Management's Q3 2021 filing shows 80 new, 357 increased, 266 reduced and 73 closed positions. Its largest new stake was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M. The largest sale was State Street SPDR Portfolio S&P 500 ETF, an estimated $17.5M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Financial Advocates Investment Management's largest Q3 2021 buy was Vanguard Morningstar Value ETF: 126,301 shares worth $17.1M.
  • Financial Advocates Investment Management added most to Invesco QQQ Trust in Q3 2021, an estimated $38.8M increase.
  • Financial Advocates Investment Management's biggest Q3 2021 reduction was State Street SPDR Portfolio S&P 500 ETF, cutting an estimated $17.5M.
  • Financial Advocates Investment Management fully exited Invesco S&P 500 Pure Value ETF in Q3 2021, selling an estimated $4.24M.
  • Financial Advocates Investment Management's ten largest holdings make up 19% of its $1.48B portfolio in Q3 2021.
  • Financial Advocates Investment Management opened 80 new positions and closed 73 in Q3 2021.
  • Financial Advocates Investment Management's portfolio value fell 1.1% quarter-over-quarter to $1.48B.

Based on Financial Advocates Investment Management's 13F filing for Q3 2021, filed 4 Nov 2021.