We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPSE icon
101
JPMorgan Diversified Return US Small Cap Equity ETF
JPSE
$603M
$215K 0.12%
4,314
-90,710
-95% -$4.36M
MA icon
102
Mastercard
MA
$493B
$212K 0.12%
373
-1,719
-82% -$987K
VO icon
103
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$203K 0.11%
2,764
-34,580
-93% -$2.48M
DFAX icon
104
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.4B
$201K 0.11%
6,401
-1,076
-14% -$32.7K
A icon
105
Agilent Technologies
A
$42B
– –
-3,299
Closed -$389K
ABBV icon
106
AbbVie
ABBV
$438B
– –
-16,633
Closed -$3.09M
ABNB icon
107
Airbnb
ABNB
$111B
– –
-2,050
Closed -$271K
ABT icon
108
Abbott
ABT
$188B
– –
-8,044
Closed -$1.09M
ACN icon
109
Accenture
ACN
$109B
– –
-2,590
Closed -$774K
ADBE icon
110
Adobe
ADBE
$109B
– –
-1,909
Closed -$739K
ADP icon
111
Automatic Data Processing
ADP
$109B
– –
-1,120
Closed -$345K
ADSK icon
112
Autodesk
ADSK
$54.1B
– –
-1,534
Closed -$475K
AEP icon
113
American Electric Power
AEP
$66.9B
– –
-2,039
Closed -$212K
AGG icon
114
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-48,601
Closed -$4.85M
AIRR icon
115
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
– –
-18,289
Closed -$1.49M
AJG icon
116
Arthur J. Gallagher & Co
AJG
$64.7B
– –
-1,716
Closed -$549K
ALL icon
117
Allstate
ALL
$68.2B
– –
-1,448
Closed -$291K
AMAT icon
118
Applied Materials
AMAT
$415B
– –
-1,690
Closed -$309K
AMCR icon
119
Amcor
AMCR
$21.8B
– –
-2,475
Closed -$114K
AMD icon
120
Advanced Micro Devices
AMD
$767B
– –
-13,469
Closed -$1.91M
AMGN icon
121
Amgen
AMGN
$226B
– –
-2,865
Closed -$800K
AMP icon
122
Ameriprise Financial
AMP
$49.2B
– –
-1,646
Closed -$878K
AMZN icon
123
CALL
Amazon
AMZN
$3T
– –
-900
Closed -$197K
ANGL icon
124
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
– –
-45,193
Closed -$1.32M
AOS icon
125
A.O. Smith
AOS
$8.48B
– –
-7,040
Closed -$462K
3 4
5
6 7

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.