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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLOK icon
151
Amplify Blockchain Technology ETF
BLOK
$1.05B
– –
-34,380
Closed -$1.96M
BMY icon
152
Bristol-Myers Squibb
BMY
$132B
– –
-4,963
Closed -$230K
BOTZ icon
153
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.55B
– –
-8,007
Closed -$261K
BROS icon
154
Dutch Bros
BROS
$8.96B
– –
-24,110
Closed -$1.65M
BUCK icon
155
Simplify Stable Income ETF
BUCK
$496M
– –
-20,100
Closed -$475K
BUFR icon
156
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
– –
-138,682
Closed -$4.41M
BWXT icon
157
BWX Technologies
BWXT
$15.5B
– –
-2,394
Closed -$345K
BX icon
158
Blackstone
BX
$113B
– –
-3,555
Closed -$532K
CARR icon
159
Carrier Global
CARR
$52.3B
– –
-23,551
Closed -$1.72M
CAT icon
160
Caterpillar
CAT
$385B
– –
-13,193
Closed -$5.12M
CATH icon
161
Global X S&P 500 Catholic Values ETF
CATH
$1.35B
– –
-4,062
Closed -$306K
CAVA icon
162
CAVA Group
CAVA
$7.17B
– –
-6,209
Closed -$523K
CBSH icon
163
Commerce Bancshares
CBSH
$8.44B
– –
-15,056
Closed -$891K
CDNS icon
164
Cadence Design Systems
CDNS
$91.4B
– –
-1,205
Closed -$371K
CEF icon
165
Sprott Physical Gold and Silver Trust
CEF
$8.3B
– –
-24,398
Closed -$734K
CGBL icon
166
Capital Group Core Balanced ETF
CGBL
$7.47B
– –
-34,722
Closed -$1.16M
CGMS icon
167
Capital Group US Multi-Sector Income ETF
CGMS
$5.4B
– –
-16,977
Closed -$469K
CGMU icon
168
Capital Group Municipal Income ETF
CGMU
$6.57B
– –
-13,201
Closed -$352K
CHD icon
169
Church & Dwight Co
CHD
$24.5B
– –
-2,425
Closed -$233K
CHI
170
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
– –
-26,625
Closed -$280K
CHPT icon
171
ChargePoint
CHPT
$158M
– –
-1,025
Closed -$14.4K
CHY
172
Calamos Convertible and High Income Fund
CHY
$1.07B
– –
-24,065
Closed -$264K
CIBR icon
173
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
– –
-23,596
Closed -$1.78M
CMF icon
174
iShares California Muni Bond ETF
CMF
$4.62B
– –
-7,080
Closed -$395K
CMG icon
175
Chipotle Mexican Grill
CMG
$40.7B
– –
-8,620
Closed -$484K
5 6
7
8 9

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.