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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DLN icon
201
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
– –
-2,675
Closed -$220K
DOCU
202
DocuSign
DOCU
$11.4B
– –
-6,344
Closed -$494K
DOV icon
203
Dover
DOV
$28.3B
– –
-3,384
Closed -$620K
DUK icon
204
Duke Energy
DUK
$94.5B
– –
-4,995
Closed -$589K
DVN icon
205
Devon Energy
DVN
$49.9B
– –
-8,882
Closed -$283K
DVY icon
206
iShares Select Dividend ETF
DVY
$23.6B
– –
-9,386
Closed -$1.25M
DVYE icon
207
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-16,847
Closed -$483K
ED icon
208
Consolidated Edison
ED
$39.3B
– –
-2,944
Closed -$295K
EDIV icon
209
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
– –
-12,746
Closed -$486K
EEM icon
210
PUT
iShares MSCI Emerging Markets ETF
EEM
$29.8B
– –
-1,500
Closed -$72.4K
EFA icon
211
iShares MSCI EAFE ETF
EFA
$79.8B
– –
-10,054
Closed -$899K
ELS icon
212
Equity Lifestyle Properties
ELS
$12.5B
– –
-5,543
Closed -$342K
EMXC icon
213
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.8B
– –
-7,826
Closed -$494K
ENB icon
214
Enbridge
ENB
$112B
– –
-9,860
Closed -$447K
EPI icon
215
WisdomTree India Earnings Fund ETF
EPI
$2.05B
– –
-9,424
Closed -$447K
EPD icon
216
Enterprise Products Partners
EPD
$82.2B
– –
-10,764
Closed -$334K
EQIX icon
217
Equinix
EQIX
$103B
– –
-581
Closed -$462K
ESGU icon
218
iShares ESG Aware MSCI USA ETF
ESGU
$18.4B
– –
-3,004
Closed -$307K
ET icon
219
Energy Transfer Partners
ET
$70.9B
– –
-10,074
Closed -$183K
ETN icon
220
Eaton
ETN
$173B
– –
-2,490
Closed -$889K
EXP icon
221
Eagle Materials
EXP
$6.47B
– –
-1,645
Closed -$332K
EZBC icon
222
Franklin Bitcoin ETF
EZBC
$379M
– –
-4,400
Closed -$275K
F icon
223
Ford
F
$55.8B
– –
-39,312
Closed -$427K
FAST icon
224
Fastenal
FAST
$59.8B
– –
-15,692
Closed -$659K
FBIO icon
225
Fortress Biotech
FBIO
$91.4M
– –
-23,009
Closed -$42.8K
7 8
9
10 11

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.