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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCPI icon
226
Fidelity Stocks for Inflation ETF
FCPI
$283M
– –
-29,139
Closed -$1.36M
FCX icon
227
Freeport-McMoran
FCX
$95.7B
– –
-8,769
Closed -$380K
FDL icon
228
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.87B
– –
-4,888
Closed -$205K
FDLS icon
229
Inspire Fidelis Multi Factor ETF
FDLS
$239M
– –
-7,672
Closed -$244K
FDN icon
230
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.38B
– –
-914
Closed -$246K
FDS icon
231
Factset
FDS
$10.1B
– –
-921
Closed -$412K
FEX icon
232
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-3,827
Closed -$421K
FGD icon
233
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
– –
-10,950
Closed -$302K
FGDL icon
234
Franklin Responsibly Sourced Gold ETF
FGDL
$452M
– –
-9,535
Closed -$419K
FGM icon
235
First Trust Germany AlphaDEX Fund
FGM
$98.2M
– –
-10,881
Closed -$613K
FHI icon
236
Federated Hermes
FHI
$4.74B
– –
-7,754
Closed -$344K
FISV
237
CALL
Fiserv Inc
FISV
$28.1B
– –
-4,000
Closed -$690K
FISV
238
Fiserv Inc
FISV
$28.1B
– –
-6,187
Closed -$1.07M
FINX icon
239
Global X FinTech ETF
FINX
$166M
– –
-9,377
Closed -$321K
FIW icon
240
First Trust Water ETF
FIW
$1.94B
– –
-2,443
Closed -$264K
FIXD icon
241
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-20,963
Closed -$920K
FLCH icon
242
Franklin FTSE China ETF
FLCH
$336M
– –
-48,375
Closed -$1.05M
FLRN icon
243
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$2.97B
– –
-29,479
Closed -$909K
FMB icon
244
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-47,536
Closed -$2.37M
FMHI icon
245
First Trust Municipal High Income ETF
FMHI
$1.01B
– –
-30,367
Closed -$1.42M
FNDF icon
246
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
– –
-12,346
Closed -$361K
FNY icon
247
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$601M
– –
-3,354
Closed -$276K
FPEI icon
248
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
– –
-107,361
Closed -$2.04M
FSMB icon
249
First Trust Short Duration Managed Municipal ETF
FSMB
$627M
– –
-59,265
Closed -$1.18M
FTCS icon
250
First Trust Capital Strength ETF
FTCS
$8B
– –
-36,211
Closed -$3.29M
8 9
10
11 12

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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.