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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRMN
276
Garmin
GRMN
$59.9B
– –
-5,034
Closed -$1.05M
GS icon
277
Goldman Sachs
GS
$301B
– –
-1,104
Closed -$781K
GSY icon
278
Invesco Ultra Short Duration ETF
GSY
$3.88B
– –
-5,286
Closed -$265K
GTO icon
279
Invesco Total Return Bond ETF
GTO
$2.47B
– –
-12,986
Closed -$609K
GTX icon
280
Garrett Motion
GTX
$5.46B
– –
-20,943
Closed -$220K
GWW icon
281
W.W. Grainger
GWW
$61.5B
– –
-337
Closed -$351K
HD icon
282
Home Depot
HD
$356B
– –
-4,172
Closed -$1.53M
HDG icon
283
ProShares Hedge Replication ETF
HDG
$22.2M
– –
-4,514
Closed -$224K
HDGE icon
284
AdvisorShares Ranger Equity Bear ETF
HDGE
$52.9M
– –
-14,551
Closed -$246K
HDV
285
iShares Core High Dividend ETF
HDV
$15B
– –
-20,265
Closed -$475K
HES
286
DELISTED
Hess
HES
– –
-2,520
Closed -$349K
HII icon
287
Huntington Ingalls Industries
HII
$13.1B
– –
-1,781
Closed -$430K
HL icon
288
Hecla Mining
HL
$11.8B
– –
-42,850
Closed -$257K
HLNE icon
289
Hamilton Lane
HLNE
$5.71B
– –
-2,334
Closed -$332K
HON icon
290
Honeywell
HON
$74.5B
– –
-2,942
Closed -$646K
HTAB icon
291
Hartford Schroders Tax-Aware Bond ETF
HTAB
$291M
– –
-50,679
Closed -$948K
HTRB icon
292
Hartford Total Return Bond ETF
HTRB
$2.22B
– –
-127,242
Closed -$4.31M
HUSV icon
293
First Trust Horizon Managed Volatility Domestic ETF
HUSV
$84.7M
– –
-17,947
Closed -$717K
HUT
294
Hut 8
HUT
$11.3B
– –
-13,565
Closed -$252K
HUT
295
PUT
Hut 8
HUT
$11.3B
– –
-500
Closed -$9.3K
HWM icon
296
Howmet Aerospace
HWM
$113B
– –
-4,786
Closed -$891K
HYFI icon
297
AB High Yield ETF
HYFI
$331M
– –
-71,833
Closed -$2.69M
HYLS icon
298
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
– –
-10,283
Closed -$430K
HYMB icon
299
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
– –
-21,014
Closed -$521K
IBB icon
300
iShares Biotechnology ETF
IBB
$9.82B
– –
-1,681
Closed -$198K
10 11
12
13 14

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BAS
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WAM
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SAM
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KAH
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BI
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.