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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ITOT icon
326
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
– –
-1,784
Closed -$241K
ITW icon
327
Illinois Tool Works
ITW
$83.8B
– –
-3,062
Closed -$757K
IUSV icon
328
iShares Core S&P US Value ETF
IUSV
$27.8B
– –
-148,062
Closed -$14M
IUSG icon
329
iShares Core S&P US Growth ETF
IUSG
$33.6B
– –
-138,416
Closed -$20.8M
IWD icon
330
iShares Russell 1000 Value ETF
IWD
$84.1B
– –
-5,077
Closed -$822K
IWM icon
331
iShares Russell 2000 ETF
IWM
$81.8B
– –
-54,255
Closed -$11.7M
IWO icon
332
iShares Russell 2000 Growth ETF
IWO
$14.9B
– –
-1,023
Closed -$292K
IWP icon
333
iShares Russell Mid-Cap Growth ETF
IWP
$20.8B
– –
-2,268
Closed -$315K
IWR icon
334
iShares Russell Mid-Cap ETF
IWR
$57.7B
– –
-3,903
Closed -$359K
IWS icon
335
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-2,091
Closed -$276K
IWX icon
336
iShares Russell Top 200 Value ETF
IWX
$4.04B
– –
-3,564
Closed -$300K
JAVA icon
337
JPMorgan Active Value ETF
JAVA
$7.19B
– –
-45,433
Closed -$2.98M
JKHY icon
338
Jack Henry & Associates
JKHY
$11B
– –
-2,155
Closed -$388K
JMST icon
339
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.14B
– –
-20,633
Closed -$1.05M
JNJ icon
340
Johnson & Johnson
JNJ
$624B
– –
-9,910
Closed -$1.51M
JPIE icon
341
JPMorgan Income ETF
JPIE
$10.3B
– –
-50,454
Closed -$2.34M
JPM icon
342
JPMorgan Chase
JPM
$965B
– –
-13,604
Closed -$3.94M
JPST icon
343
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
– –
-32,063
Closed -$1.62M
JQUA icon
344
JPMorgan US Quality Factor ETF
JQUA
$8.57B
– –
-62,080
Closed -$3.73M
KLAC icon
345
KLA
KLAC
$259B
– –
-5,510
Closed -$494K
KMB icon
346
Kimberly-Clark
KMB
$35.8B
– –
-2,007
Closed -$259K
KNG icon
347
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.47B
– –
-5,724
Closed -$281K
KNSL icon
348
Kinsale Capital Group
KNSL
$8.6B
– –
-870
Closed -$421K
KO icon
349
Coca-Cola
KO
$373B
– –
-20,830
Closed -$1.47M
KVUE icon
350
Kenvue
KVUE
$36.4B
– –
-17,558
Closed -$367K
12 13
14
15 16

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.