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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEU icon
351
Centrus Energy
LEU
$3.77B
– –
-3,432
Closed -$629K
LGLV icon
352
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.22B
– –
-6,961
Closed -$1.22M
LII icon
353
Lennox International
LII
$14.9B
– –
-556
Closed -$319K
LIN icon
354
Linde
LIN
$226B
– –
-2,124
Closed -$997K
LLY icon
355
Eli Lilly
LLY
$1.08T
– –
-5,144
Closed -$4.01M
LMBS icon
356
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
– –
-60,687
Closed -$2.99M
LMT icon
357
Lockheed Martin
LMT
$138B
– –
-1,127
Closed -$522K
LNG icon
358
Cheniere Energy
LNG
$54.8B
– –
-924
Closed -$225K
LOW icon
359
Lowe's Companies
LOW
$124B
– –
-3,415
Closed -$758K
LPLA icon
360
LPL Financial
LPLA
$29.2B
– –
-672
Closed -$252K
LQD icon
361
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
– –
-14,085
Closed -$1.54M
LRCX icon
362
Lam Research
LRCX
$390B
– –
-7,409
Closed -$721K
LULU icon
363
lululemon athletica
LULU
$14.3B
– –
-3,018
Closed -$717K
LULU icon
364
PUT
lululemon athletica
LULU
$14.3B
– –
-100
Closed -$23.8K
LWLG icon
365
Lightwave Logic
LWLG
$1.16B
– –
-305,986
Closed -$379K
MAA icon
366
Mid-America Apartment Communities
MAA
$15.3B
– –
-2,093
Closed -$310K
MAGA icon
367
Truth Social America First ETF
MAGA
$31.9M
– –
-5,024
Closed -$252K
MAR icon
368
Marriott International
MAR
$91.1B
– –
-1,543
Closed -$421K
MCD icon
369
McDonald's
MCD
$194B
– –
-5,273
Closed -$1.54M
MCHX icon
370
Marchex
MCHX
$77.1M
– –
-10,000
Closed -$21.6K
MCK icon
371
McKesson
MCK
$105B
– –
-343
Closed -$252K
MCO icon
372
Moody's
MCO
$82.5B
– –
-799
Closed -$401K
MDLZ icon
373
Mondelez International
MDLZ
$78.9B
– –
-4,918
Closed -$332K
MDYG icon
374
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
– –
-55,022
Closed -$4.78M
MDYV icon
375
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
– –
-5,935
Closed -$471K
13 14
15
16 17

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WAM
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KAH
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CWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.