We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTAP icon
401
NetApp
NTAP
$38.9B
– –
-3,819
Closed -$407K
NTES icon
402
NetEase
NTES
$81.9B
– –
-3,244
Closed -$437K
NTSX icon
403
WisdomTree US Efficient Core Fund
NTSX
$1.39B
– –
-28,904
Closed -$1.45M
NU icon
404
Nu Holdings
NU
$65.9B
– –
-19,412
Closed -$266K
NVO
405
Novo Nordisk
NVO
$207B
– –
-6,944
Closed -$479K
NVS icon
406
Novartis
NVS
$294B
– –
-4,278
Closed -$518K
NWG icon
407
NatWest
NWG
$75.8B
– –
-12,822
Closed -$181K
NXPI icon
408
NXP Semiconductors
NXPI
$59.6B
– –
-2,176
Closed -$475K
ODFL icon
409
Old Dominion Freight Line
ODFL
$43.4B
– –
-2,791
Closed -$453K
OKE icon
410
Oneok
OKE
$57.7B
– –
-2,889
Closed -$236K
OMFL icon
411
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.86B
– –
-3,757
Closed -$217K
OMF icon
412
OneMain Financial
OMF
$7.32B
– –
-7,255
Closed -$414K
ONEY icon
413
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$677M
– –
-5,903
Closed -$639K
OPXS icon
414
Optex Systems
OPXS
$80.8M
– –
-11,339
Closed -$130K
ORCL icon
415
PUT
Oracle
ORCL
$419B
– –
-500
Closed -$109K
OSEA icon
416
Harbor International Compounders ETF
OSEA
$493M
– –
-65,969
Closed -$1.93M
PAAA icon
417
PGIM AAA CLO ETF
PAAA
$11.3B
– –
-13,393
Closed -$689K
PACB icon
418
Pacific Biosciences
PACB
$354M
– –
-40,000
Closed -$49.6K
PANW icon
419
Palo Alto Networks
PANW
$313B
– –
-5,946
Closed -$1.22M
PAVE icon
420
Global X US Infrastructure Development ETF
PAVE
$14.4B
– –
-81,553
Closed -$3.55M
PAYX icon
421
Paychex
PAYX
$43.1B
– –
-6,732
Closed -$979K
PBTP icon
422
Invesco 0-5 Yr US TIPS ETF
PBTP
$116M
– –
-12,350
Closed -$321K
PCM
423
PCM Fund
PCM
$70.3M
– –
-69,242
Closed -$438K
PDBC icon
424
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.66B
– –
-12,976
Closed -$169K
PDP icon
425
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
– –
-3,000
Closed -$326K
15 16
17
18 19

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.