We are live on ! Find out more
FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEP icon
426
PepsiCo
PEP
$189B
– –
-3,341
Closed -$441K
PFE icon
427
Pfizer
PFE
$152B
– –
-15,281
Closed -$370K
PFF icon
428
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-7,997
Closed -$245K
PFFD icon
429
Global X US Preferred ETF
PFFD
$2.16B
– –
-65,370
Closed -$1.23M
PG icon
430
Procter & Gamble
PG
$338B
– –
-12,900
Closed -$2.06M
PH icon
431
Parker-Hannifin
PH
$134B
– –
-1,343
Closed -$938K
PHYS icon
432
Sprott Physical Gold
PHYS
$15.8B
– –
-73,199
Closed -$1.86M
PINS icon
433
Pinterest
PINS
$13.4B
– –
-10,929
Closed -$392K
PKW icon
434
Invesco BuyBack Achievers ETF
PKW
$1.77B
– –
-2,790
Closed -$345K
PLD icon
435
Prologis
PLD
$133B
– –
-9,110
Closed -$958K
PLMR icon
436
Palomar
PLMR
$3.47B
– –
-2,322
Closed -$358K
PLTR icon
437
Palantir
PLTR
$420B
– –
-30,829
Closed -$4.2M
PM icon
438
Philip Morris
PM
$290B
– –
-7,817
Closed -$1.42M
PMM
439
Franklin Managed Municipal Income Trust
PMM
$273M
– –
-20,391
Closed -$122K
PNR icon
440
Pentair
PNR
$10.7B
– –
-4,105
Closed -$421K
PODD icon
441
Insulet
PODD
$10B
– –
-1,386
Closed -$435K
PPA icon
442
Invesco Aerospace & Defense ETF
PPA
$8.72B
– –
-9,700
Closed -$1.37M
PPLT
443
CALL
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
– –
-10,000
Closed -$123K
PPLT
444
abrdn Physical Platinum Shares ETF
PPLT
$2.03B
– –
-10,190
Closed -$125K
PREF icon
445
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
– –
-19,965
Closed -$379K
PRF icon
446
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
– –
-13,326
Closed -$563K
PSA icon
447
Public Storage
PSA
$60.7B
– –
-1,549
Closed -$455K
PSCI icon
448
Invesco S&P SmallCap Industrials ETF
PSCI
$194M
– –
-2,538
Closed -$340K
PSCE icon
449
Invesco S&P SmallCap Energy ETF
PSCE
$103M
– –
-7,796
Closed -$303K
PSQH icon
450
PSQ Holdings
PSQH
$13.5M
– –
-685
Closed -$21.1K
16 17
18
19 20

Similar funds

OCBV
Ownership Capital B.V. Amsterdam, Netherlands $178M AUM 4.75% 1-Year Est. Return
BAS
Brueske Advisory Services Bellevue, Washington $183M AUM 12.98% 1-Year Est. Return
WAM
WFA Asset Management Whitefish Bay, Wisconsin $184M AUM 12.29% 1-Year Est. Return
SAM
Strive Asset Management Dublin, Ohio $184M AUM 29.16% 1-Year Est. Return
KAH
Kathryn A. Hall $186M AUM 12.55% 1-Year Est. Return
BI
Binnacle Investments Urbandale, Iowa $170M AUM
CWM
Certus Wealth Management Redwood City, California $167M AUM 14.11% 1-Year Est. Return
AWM
AllSquare Wealth Management Albany, New York $189M AUM 14.89% 1-Year Est. Return

Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.