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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RODM icon
476
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
– –
-8,759
Closed -$299K
RQI icon
477
Cohen & Steers Quality Income Realty Fund
RQI
$1.67B
– –
-11,113
Closed -$138K
RSG icon
478
Republic Services
RSG
$66.2B
– –
-1,130
Closed -$279K
RSP icon
479
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
– –
-5,365
Closed -$975K
RWJ icon
480
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
– –
-39,392
Closed -$1.71M
SAP icon
481
SAP
SAP
$241B
– –
-1,898
Closed -$577K
SBIO icon
482
ALPS Medical Breakthroughs ETF
SBIO
$216M
– –
-8,075
Closed -$243K
SBUX icon
483
Starbucks
SBUX
$121B
– –
-15,345
Closed -$1.41M
SCCO icon
484
Southern Copper
SCCO
$162B
– –
-4,212
Closed -$406K
SCHB icon
485
Schwab US Broad Market ETF
SCHB
$44.8B
– –
-13,599
Closed -$324K
SCHV
486
Schwab US Large-Cap Value ETF
SCHV
$16.1B
– –
-33,176
Closed -$918K
SD icon
487
SandRidge Energy
SD
$526M
– –
-10,050
Closed -$109K
SDVY icon
488
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
– –
-92,965
Closed -$3.28M
SE icon
489
Sea Limited
SE
$80.4B
– –
-3,621
Closed -$579K
SDY icon
490
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-6,472
Closed -$879K
SECT icon
491
Main Sector Rotation ETF
SECT
$2.88B
– –
-8,557
Closed -$497K
SEIC icon
492
SEI Investments
SEIC
$12.7B
– –
-4,569
Closed -$411K
SGOL icon
493
abrdn Physical Gold Shares ETF
SGOL
$7.47B
– –
-39,607
Closed -$1.25M
SHLD icon
494
Global X Defense Tech ETF
SHLD
$7.67B
– –
-28,748
Closed -$1.73M
SHOP icon
495
Shopify
SHOP
$196B
– –
-49,679
Closed -$5.73M
SHW icon
496
Sherwin-Williams
SHW
$88.4B
– –
-1,129
Closed -$388K
SHY icon
497
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
– –
-17,621
Closed -$1.46M
SKT icon
498
Tanger
SKT
$4.46B
– –
-10,454
Closed -$320K
SKYY icon
499
First Trust Cloud Computing ETF
SKYY
$3.22B
– –
-5,089
Closed -$619K
SLV icon
500
PUT
iShares Silver Trust
SLV
$31.5B
– –
-1,500
Closed -$49.2K
18 19
20
21 22

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WAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.