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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLYG icon
501
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
– –
-14,241
Closed -$1.19M
SLYV icon
502
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.07B
– –
-56,427
Closed -$4.5M
SMCI icon
503
Super Micro Computer
SMCI
$20.3B
– –
-13,670
Closed -$670K
SMG icon
504
ScottsMiracle-Gro
SMG
$3.6B
– –
-4,450
Closed -$294K
SMH icon
505
VanEck Semiconductor ETF
SMH
$70.4B
– –
-6,107
Closed -$1.7M
SMMU icon
506
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
– –
-13,934
Closed -$699K
SMR icon
507
NuScale Power
SMR
$3.94B
– –
-25,029
Closed -$990K
SNA icon
508
Snap-on
SNA
$21.3B
– –
-1,596
Closed -$497K
SNOW icon
509
Snowflake
SNOW
$116B
– –
-2,134
Closed -$478K
SNOW icon
510
PUT
Snowflake
SNOW
$116B
– –
-1,000
Closed -$224K
SNPS icon
511
Synopsys
SNPS
$78.6B
– –
-583
Closed -$299K
SO icon
512
Southern Company
SO
$106B
– –
-7,463
Closed -$685K
SONY icon
513
Sony
SONY
$139B
– –
-12,347
Closed -$321K
SOUN icon
514
SoundHound AI
SOUN
$3.2B
– –
-11,425
Closed -$123K
SPAB icon
515
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.92B
– –
-116,592
Closed -$2.98M
SPBO icon
516
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
– –
-98,885
Closed -$2.89M
SPDW icon
517
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.6B
– –
-60,074
Closed -$2.43M
SPEM icon
518
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.6B
– –
-20,356
Closed -$870K
SPG icon
519
Simon Property Group
SPG
$72B
– –
-2,347
Closed -$377K
SPGI icon
520
S&P Global
SPGI
$121B
– –
-616
Closed -$325K
SPGM icon
521
State Street SPDR Portfolio MSCI Global Stock Market ETF
SPGM
$1.75B
– –
-10,256
Closed -$708K
SPHD icon
522
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
– –
-12,692
Closed -$604K
SPHQ icon
523
Invesco S&P 500 Quality ETF
SPHQ
$19.8B
– –
-141,025
Closed -$10M
SPIB icon
524
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-207,863
Closed -$6.98M
SPYM
525
State Street SPDR Portfolio S&P 500 ETF
SPYM
$168B
– –
-174,230
Closed -$12.7M
19 20
21
22 23

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.