Financial Advocates Investment Management’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Financial Advocates Investment Management’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-13,934	Closed	-$699K	–	506
2025 Q2	$699K	Buy	13,934 +9,321	+202%	+$465K	0.06%	287
2025 Q1	$231K	Sell	4,613 -11,980	-72%	-$599K	0.02%	642
2024 Q4	$827K	Buy	16,593 +96	+0.6%	+$4.81K	0.05%	341
2024 Q3	$833K	Buy	16,497 +3,565	+28%	+$179K	0.05%	336
2024 Q2	$645K	Buy	12,932 +778	+6%	+$38.7K	0.04%	375
2024 Q1	$606K	Buy	12,154 +90	+0.7%	+$4.5K	0.04%	417
2023 Q4	$604K	Sell	12,064 -3,433	-22%	-$170K	0.04%	383
2023 Q3	$759K	Buy	15,497 +5,348	+53%	+$264K	0.05%	322
2023 Q2	$503K	Buy	10,149 +67	+0.7%	+$3.32K	0.04%	408
2023 Q1	$502K	Buy	+10,082	New	+$500K	0.04%	430

Other funds holding SMMU

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SFGP

Stonebridge Financial Group (Pennsylvania) Wormleysburg, Pennsylvania $1.32B AUM 23.07% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

DWM

Dynasty Wealth Management St. Petersburg, Florida $11.5B AUM 15.23% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

SWP

Sagespring Wealth Partners Franklin, Tennessee $6.51B AUM 25.32% 1-Year Est. Return

Financial Advocates Investment Management's SMMU Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) in Q3 2025, closing a stake of 13,934 shares — an estimated $699K sold.

Financial Advocates Investment Management first reported a position in SMMU in Q1 2023 and held it in 10 quarters. The position peaked at $833K in Q3 2024. 177 funds tracked by Wall St. Rank hold SMMU as of Q3 2025.

Financial Advocates Investment Management reported no remaining PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position as of Q3 2025 after selling out during the quarter.
Financial Advocates Investment Management sold 13,934 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q3 2025, an estimated $699K.
Financial Advocates Investment Management first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q1 2023 and held it in 10 quarters.
Financial Advocates Investment Management's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $833K in Q3 2024.
177 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.