We are live on ! Find out more
SMMU icon

PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

138 hedge funds and large institutions have $479M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 50 increasing their positions, 43 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 14

16% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 43

14% more capital invested

Capital invested by funds: $418M → $479M (+$60.5M)

8% more funds holding

Funds holding: 128138 (+10)

5.88% more ownership

Funds ownership: 78.37%84.24% (+5.9%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
138
Holders Change
+10
Holders Change %
+7.81%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
24
Increased
50
Reduced
43
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$63.2M +$39.4M +797,251 +171%
Bank of America
2
Bank of America
North Carolina
$54.9M -$24.3M -492,731 -31%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$42.7M -$3.44M -69,644 -8%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$27.1M +$13.6M +275,468 +103%
BWM
5
Biltmore Wealth Management
Arizona
$18.5M +$478K +9,672 +3%
CA
6
Cetera Advisors
Colorado
$14.5M +$1.47M +29,792 +11%
CAPTRUST Financial Advisors
7
CAPTRUST Financial Advisors
North Carolina
$14.3M +$1.39M +28,121 +11%
Cerity Partners
8
Cerity Partners
New York
$13.6M +$552K +11,181 +4%
Osaic Holdings
9
Osaic Holdings
Arizona
$13.4M +$6.34M +128,353 +92%
CCM
10
Condor Capital Management
New Jersey
$11.5M +$281K +5,694 +3%
Goldman Sachs
11
Goldman Sachs
New York
$11.1M +$11M +222,784 New
Wells Fargo
12
Wells Fargo
California
$10.4M -$1.26M -25,527 -11%
Jane Street
13
Jane Street
New York
$10.1M +$5.64M +114,215 +129%
LPL Financial
14
LPL Financial
California
$9.53M -$2.18M -44,141 -19%
TCM
15
TD Capital Management
Tennessee
$8.8M +$2.6M +52,750 +43%
CWM
16
CarsonAllaria Wealth Management
Illinois
$6.32M -$54.5K -1,103 -0.9%
OIA
17
OneDigital Investment Advisors
Kansas
$5.71M -$5.22M -105,762 -48%
WFA
18
Websterrogers Financial Advisors
South Carolina
$5.4M -$666K -13,490 -11%
PNAA
19
Pictet North America Advisors
Switzerland
$5.36M +$5.29M +107,200 New
Stifel Financial
20
Stifel Financial
Missouri
$4.74M +$287K +5,820 +7%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$4.64M -$1.24M -25,098 -21%
FTUS
22
Flow Traders U.S.
New York
$4.6M +$4.54M +91,937 New
CAN
23
Cetera Advisor Networks
California
$4.56M +$4.18M +84,565 +1,274%
WIM
24
Westside Investment Management
California
$4.3M -$12.3K -250 -0.3%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$4.24M +$48.4K +980 +1%

SMMU Hedge Fund Activity: Q4 2023 in Review

138 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2023, worth a combined $479M — up 14% from $418M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SMMU positions and 14 closed out — a net gain of 10 holders — while 50 added to existing stakes and 43 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $39.4M. The largest seller was Bank of America, cutting an estimated $24.3M.

  • 138 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2023, up from 128 in Q3 2023.
  • Funds reported $479M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2023, up 14% quarter-over-quarter.
  • 24 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2023 and 14 closed out, a net change of +10 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2023 was Morgan Stanley, an estimated $39.4M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2023 was Bank of America, an estimated $24.3M sold.

Based on aggregated 13F filings for Q4 2023.