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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

22 hedge funds and large institutions have $24M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

25% more capital invested

Capital invested by funds: $19.3M → $24M (+$4.74M)

1.72% more ownership

Funds ownership: 34.57%36.29% (+1.7%)

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.59%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
8
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.98M +$3.26M +64,581 +69%
Morgan Stanley
2
Morgan Stanley
New York
$4M +$2.22M +43,943 +125%
Wells Fargo
3
Wells Fargo
California
$2.5M -$789K -15,620 -24%
UBS Group
4
UBS Group
Switzerland
$1.96M -$1.67M -33,143 -46%
Jane Street
5
Jane Street
New York
$1.79M +$1.58M +31,269 +744%
AP
6
Advisors Preferred
Maryland
$1.46M +$171K +3,390 +13%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.04M +$312K +6,180 +43%
FMP
8
Financial Management Professionals
Texas
$637K -$101K -2,000 -14%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$473K +$225K +4,451 +91%
First Trust Advisors
10
First Trust Advisors
Illinois
$468K -$35.9K -710 -7%
IH
11
IFC Holdings
Florida
$357K +$808 +16 +0.2%
BFG
12
Bouchey Financial Group
New York
$260K
TF
13
Trutina Financial
Washington
$253K
LPL Financial
14
LPL Financial
California
$237K
ONB
15
Old National Bancorp
Indiana
$207K
BRF
16
B. Riley Financial
California
$201K +$201K +3,972 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$82K -$28.9K -572 -26%
TCM
18
TD Capital Management
Tennessee
$58K -$4.85K -96 -8%
Citigroup
19
Citigroup
New York
$38K
BCI
20
Brinker Capital Investments
Pennsylvania
$14K +$13.3K +264 +3,771%
MFS
21
MSI Financial Services
Massachusetts
$6K +$6.32K +125 New
CG
22
Colony Group
Massachusetts
-$611K -12,150 Closed
ACS
23
Archford Capital Strategies
Illinois
-$113K -2,239 Closed

SMMU Hedge Fund Activity: Q1 2016 in Review

22 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2016, worth a combined $24M — up 25% from $19.3M a quarter earlier.

Fund positioning in SMMU was balanced in Q1 2016: 2 funds opened new positions, 2 closed out, 8 added to existing stakes and 6 trimmed.

The largest buyer was Bank of America, adding an estimated $3.26M. The largest seller was UBS Group, cutting an estimated $1.67M.

  • 22 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2016, unchanged from Q4 2015.
  • Funds reported $24M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2016, up 25% quarter-over-quarter.
  • 2 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2016 and 2 closed out, a net change of 0 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2016 was Bank of America, an estimated $3.26M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2016 was UBS Group, an estimated $1.67M sold.

Based on aggregated 13F filings for Q1 2016.