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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

112 hedge funds and large institutions have $466M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2022 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 38 increasing their positions, 37 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 11

10% more funds holding

Funds holding: 102112 (+10)

5% more capital invested

Capital invested by funds: $442M → $466M (+$23.9M)

4.61% more ownership

Funds ownership: 78.51%83.12% (+4.6%)

3% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 37

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
112
Holders Change
+10
Holders Change %
+9.8%
% of All Funds
1.8%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
25
Increased
38
Reduced
37
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$101M -$4.78M -97,380 -5%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$61.2M -$12.3M -250,229 -17%
Jane Street
3
Jane Street
New York
$44.8M +$21.9M +447,232 +97%
Morgan Stanley
4
Morgan Stanley
New York
$23.5M -$6.46M -131,574 -22%
Cerity Partners
5
Cerity Partners
New York
$18M +$594K +12,100 +3%
OIA
6
OneDigital Investment Advisors
Kansas
$15.1M -$6.25M -127,322 -29%
CCM
7
Condor Capital Management
New Jersey
$13.1M -$1.8M -36,786 -12%
Osaic Holdings
8
Osaic Holdings
Arizona
$11.5M -$1.31M -26,785 -10%
HighTower Advisors
9
HighTower Advisors
Illinois
$11.3M +$10.2M +207,061 +894%
Wells Fargo
10
Wells Fargo
California
$10.2M -$990K -20,167 -9%
CA
11
Cetera Advisors
Colorado
$9.7M +$5.44M +110,887 +129%
CAPTRUST Financial Advisors
12
CAPTRUST Financial Advisors
North Carolina
$8.84M +$8.79M +179,245 New
SW
13
Signify Wealth
Missouri
$7.63M +$494K +10,074 +7%
KCM
14
Kathmere Capital Management
Pennsylvania
$7.15M +$1.73M +35,210 +32%
CWM
15
CarsonAllaria Wealth Management
Illinois
$6.25M -$1.72M -35,052 -22%
WFA
16
Websterrogers Financial Advisors
South Carolina
$6.13M -$297K -6,060 -5%
RMDI
17
R.M. Davis Inc
Maine
$5.84M +$4.91K +100 +0.1%
TCM
18
TD Capital Management
Tennessee
$5.77M -$505K -10,295 -8%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$5.03M -$377K -7,677 -7%
LPL Financial
20
LPL Financial
California
$4.72M +$348K +7,101 +8%
Stifel Financial
21
Stifel Financial
Missouri
$4.51M +$222K +4,518 +5%
Truist Financial
22
Truist Financial
North Carolina
$4.33M +$454K +9,247 +12%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$4.25M +$342K +6,977 +9%
AWA
24
Amplius Wealth Advisors
Pennsylvania
$3.95M +$3.93M +80,077 New
MW
25
MBL Wealth
North Carolina
$3.52M +$599K +12,215 +21%

SMMU Hedge Fund Activity: Q4 2022 in Review

112 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2022, worth a combined $466M — up 5.4% from $442M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SMMU positions and 11 closed out — a net gain of 14 holders — while 38 added to existing stakes and 37 trimmed.

The largest buyer was Jane Street, adding an estimated $21.9M. The largest seller was Carson Wealth (CWM LLC), cutting an estimated $12.3M.

  • 112 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2022, up from 102 in Q3 2022.
  • Funds reported $466M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2022, up 5.4% quarter-over-quarter.
  • 25 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2022 and 11 closed out, a net change of +14 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2022 was Jane Street, an estimated $21.9M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2022 was Carson Wealth (CWM LLC), an estimated $12.3M sold.

Based on aggregated 13F filings for Q4 2022.