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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

21 hedge funds and large institutions have $15.4M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2015 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

7% less ownership

Funds ownership: 34.59%27.6% (-7%)

9% less funds holding

Funds holding: 2321 (-2)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

32% less capital invested

Capital invested by funds: $22.7M → $15.4M (-$7.32M)

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
6
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$3.66M -$1.81M -35,901 -33%
Morgan Stanley
2
Morgan Stanley
New York
$2.86M -$2.19M -43,437 -43%
AP
3
Advisors Preferred
Maryland
$1.75M +$71K +1,410 +4%
VKH
4
Virtu KCG Holdings
New York
$1.43M +$435K +8,627 +43%
Wells Fargo
5
Wells Fargo
California
$1.04M +$52.7K +1,047 +5%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$994K -$72.4K -1,438 -7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$719K -$967K -19,194 -57%
CG
8
Colony Group
Massachusetts
$612K
First Trust Advisors
9
First Trust Advisors
Illinois
$544K +$20.3K +404 +4%
UBS Group
10
UBS Group
Switzerland
$424K -$26.1K -518 -6%
TF
11
Trutina Financial
Washington
$252K
LPL Financial
12
LPL Financial
California
$234K -$57.2K -1,136 -20%
BFG
13
Bouchey Financial Group
New York
$221K -$113K -2,250 -34%
ONB
14
Old National Bancorp
Indiana
$216K +$216K +4,293 New
ACS
15
Archford Capital Strategies
Illinois
$145K
Citigroup
16
Citigroup
New York
$138K
SIA
17
Stancorp Investment Advisers
Oregon
$96K +$201 +4 +0.2%
TCM
18
TD Capital Management
Tennessee
$77K +$201 +4 +0.3%
MFS
19
MSI Financial Services
Massachusetts
$5K +$4.68K +93 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$4K
SC
21
SouthState Corp
Florida
-$1.59M -31,782 Closed
Jane Street
22
Jane Street
New York
-$1.14M -22,672 Closed

SMMU Hedge Fund Activity: Q1 2015 in Review

21 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2015, worth a combined $15.4M — down 32% from $22.7M a quarter earlier.

Fund positioning in SMMU was balanced in Q1 2015: 2 funds opened new positions, 2 closed out, 6 added to existing stakes and 7 trimmed.

The largest buyer was Virtu KCG Holdings, adding an estimated $435K. The largest seller was Morgan Stanley, cutting an estimated $2.19M.

  • 21 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2015, down from 23 in Q4 2014.
  • Funds reported $15.4M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2015, down 32% quarter-over-quarter.
  • 2 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2015 and 2 closed out, a net change of 0 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2015 was Virtu KCG Holdings, an estimated $435K added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2015 was Morgan Stanley, an estimated $2.19M sold.

Based on aggregated 13F filings for Q1 2015.