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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

77 hedge funds and large institutions have $330M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

164% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 14

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

5% more funds holding

Funds holding: 7377 (+4)

5% more capital invested

Capital invested by funds: $314M → $330M (+$16M)

9.07% less ownership

Funds ownership: 69.78%60.71% (-9.1%)

Holders
77
Holders Change
+4
Holders Change %
+5.48%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
10
Increased
37
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$90.2M -$10.7M -208,837 -11%
OIA
2
OneDigital Investment Advisors
Kansas
$31.5M +$179K +3,479 +0.6%
Jane Street
3
Jane Street
New York
$30.3M +$22.9M +444,585 +305%
Morgan Stanley
4
Morgan Stanley
New York
$25.5M +$10.5M +204,102 +70%
PP
5
Palladium Partners
Virginia
$23.6M +$23.7M +460,430 New
MW
6
MBL Wealth
North Carolina
$13M +$13.1M +253,611 New
SW
7
Signify Wealth
Missouri
$10.6M +$2.02M +39,262 +23%
KCM
8
Kathmere Capital Management
Pennsylvania
$10.1M +$581K +11,297 +6%
RMDI
9
R.M. Davis Inc
Maine
$9.42M +$701K +13,620 +8%
Citadel Advisors
10
Citadel Advisors
Florida
$8.8M +$1.36M +26,421 +18%
WFA
11
Websterrogers Financial Advisors
South Carolina
$5.3M +$165K +3,208 +3%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$4.49M -$315K -6,115 -7%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$4.22M +$406K +7,885 +11%
Wells Fargo
14
Wells Fargo
California
$4.18M +$834K +16,204 +25%
FNC
15
First National Corp
Massachusetts
$3.05M +$2.07M +40,280 +210%
SL
16
SWMG LLC
Texas
$2.38M +$138K +2,676 +6%
TCM
17
TD Capital Management
Tennessee
$2.36M +$971K +18,879 +70%
UBS Group
18
UBS Group
Switzerland
$2.31M +$4.32K +84 +0.2%
SW
19
StrongBox Wealth
Missouri
$2.19M +$227K +4,407 +11%
MML Investors Services
20
MML Investors Services
Massachusetts
$2.11M +$163K +3,164 +8%
LPL Financial
21
LPL Financial
California
$2.04M +$985K +19,151 +93%
LRPA
22
L. Roy Papp & Associates
Arizona
$1.95M
COF
23
Capital One Financial
Virginia
$1.95M +$904K +17,573 +86%
AI
24
Atria Investments
North Carolina
$1.88M +$1.89M +36,657 New
BCI
25
Brinker Capital Investments
Pennsylvania
$1.8M +$107K +2,079 +6%

SMMU Hedge Fund Activity: Q3 2021 in Review

77 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2021, worth a combined $330M — up 5.1% from $314M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new SMMU positions and 5 closed out — a net gain of 5 holders — while 37 added to existing stakes and 14 trimmed.

The largest buyer was Palladium Partners, opening a new position worth an estimated $23.7M. The largest seller was Bank of America, cutting an estimated $10.7M.

  • 77 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2021, up from 73 in Q2 2021.
  • Funds reported $330M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2021, up 5.1% quarter-over-quarter.
  • 10 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2021 and 5 closed out, a net change of +5 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2021 was Palladium Partners, an estimated $23.7M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2021 was Bank of America, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2021.