We are live on ! Find out more
SMMU icon

PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

23 hedge funds and large institutions have $22.7M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

15% more funds holding

Funds holding: 2023 (+3)

0.39% less ownership

Funds ownership: 34.98%34.59% (-0.39%)

15% less capital invested

Capital invested by funds: $26.6M → $22.7M (-$3.88M)

70% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 10

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.45M -$131K -2,602 -2%
Morgan Stanley
2
Morgan Stanley
New York
$5.03M -$810K -16,055 -14%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$1.68M -$495K -9,811 -23%
AP
4
Advisors Preferred
Maryland
$1.67M +$1.68M +33,300 New
SC
5
SouthState Corp
Florida
$1.59M -$353K -7,006 -18%
Jane Street
6
Jane Street
New York
$1.14M -$1.07M -21,119 -48%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.06M -$2.27M -45,071 -68%
VKH
8
Virtu KCG Holdings
New York
$996K +$40K +794 +4%
Wells Fargo
9
Wells Fargo
California
$982K -$21.6K -429 -2%
CG
10
Colony Group
Massachusetts
$610K
First Trust Advisors
11
First Trust Advisors
Illinois
$522K +$110K +2,183 +27%
UBS Group
12
UBS Group
Switzerland
$449K +$451K +8,951 New
BFG
13
Bouchey Financial Group
New York
$333K -$2.52K -50 -0.7%
LPL Financial
14
LPL Financial
California
$290K -$121K -2,409 -29%
TF
15
Trutina Financial
Washington
$251K
FBT
16
Founders Bank & Trust
Michigan
$215K
ACS
17
Archford Capital Strategies
Illinois
$144K
Citigroup
18
Citigroup
New York
$138K -$429K -8,506 -76%
SIA
19
Stancorp Investment Advisers
Oregon
$96K +$96.3K +1,909 New
TCM
20
TD Capital Management
Tennessee
$76K +$151 +3 +0.2%
NES
21
New England Securities
New York
$5K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$4K +$3.68K +73 New
MFS
23
MSI Financial Services
Massachusetts
-$6K -112 Closed
Parallax Volatility Advisers
24
Parallax Volatility Advisers
California
+$50 +1 New

SMMU Hedge Fund Activity: Q4 2014 in Review

23 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2014, worth a combined $22.7M — down 15% from $26.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SMMU positions and 1 closed out — a net gain of 4 holders — while 3 added to existing stakes and 10 trimmed.

The largest buyer was Advisors Preferred, opening a new position worth an estimated $1.68M. The largest seller was Susquehanna International Group, cutting an estimated $2.27M.

  • 23 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2014, up from 20 in Q3 2014.
  • Funds reported $22.7M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2014, down 15% quarter-over-quarter.
  • 5 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2014 and 1 closed out, a net change of +4 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2014 was Advisors Preferred, an estimated $1.68M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2014 was Susquehanna International Group, an estimated $2.27M sold.

Based on aggregated 13F filings for Q4 2014.