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Ladenburg Thalmann Financial Services’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SMMU Stock Details SMMU Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$204K Buy
4,025
+105
+3% +$5.32K ﹤0.01% 2484
2019
Q3 		$198K Buy
3,920
+136
+4% +$6.89K ﹤0.01% 2477
2019
Q2 		$191K Buy
3,784
+314
+9% +$15.8K ﹤0.01% 2506
2019
Q1 		$175K Sell
3,470
-1,314
-27% -$65.7K ﹤0.01% 2495
2018
Q4 		$238K Buy
4,784
+1,310
+38% +$65.1K ﹤0.01% 2105
2018
Q3 		$173K Buy
3,474
+1,391
+67% +$69.4K ﹤0.01% 2423
2018
Q2 		$104K Hold
2,083
– – ﹤0.01% 2722
2018
Q1 		$104K Buy
2,083
+287
+16% +$14.3K ﹤0.01% 2722
2017
Q4 		$90K Sell
1,796
-331
-16% -$16.6K ﹤0.01% 2804
2017
Q3 		$107K Buy
2,127
+127
+6% +$6.4K ﹤0.01% 2559
2017
Q2 		$100K Buy
2,000
+82
+4% +$4.12K ﹤0.01% 2512
2017
Q1 		$96K Buy
1,918
+5
+0.3% +$250 ﹤0.01% 2428
2016
Q4 		$95K Buy
1,913
+287
+18% +$14.3K ﹤0.01% 2364
2016
Q3 		$82K Buy
1,626
+2
+0.1% +$101 ﹤0.01% 2402
2016
Q2 		$82K Buy
1,624
+2
+0.1% +$101 ﹤0.01% 2299
2016
Q1 		$82K Sell
1,622
-572
-26% -$28.9K ﹤0.01% 2210
2015
Q4 		$110K Buy
2,194
+783
+55% +$39.4K ﹤0.01% 1989
2015
Q3 		$71K Sell
1,411
-2,521
-64% -$127K ﹤0.01% 2235
2015
Q2 		$197K Buy
3,932
+3,859
+5,286% +$194K ﹤0.01% 1616
2015
Q1 		$4K Hold
73
– – ﹤0.01% 4080
2014
Q4 		$4K Buy
+73
New +$3.68K ﹤0.01% 3833

Other funds holding SMMU

Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
OIA
OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
SCA
Stokes Capital Advisors Greenwood, South Carolina $446M AUM 13.55% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SMMU Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) stake by 2.7% in Q4 2019, buying an estimated $5.32K and bringing the position to 4,025 shares worth $204K. The position accounts for ﹤0.01% of the portfolio, ranked #2484.

Ladenburg Thalmann Financial Services first reported a position in SMMU in Q4 2014 and has held it in 21 quarters since. The position peaked at $238K in Q4 2018. 47 funds tracked by Wall St. Rank hold SMMU as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 4,025 shares of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund worth $204K as of Q4 2019.
  • Ladenburg Thalmann Financial Services bought 105 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q4 2019, an estimated $5.32K.
  • PIMCO Short Term Municipal Bond Active Exchange-Traded Fund made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2484 holding.
  • Ladenburg Thalmann Financial Services first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q4 2014 and has held it in 21 quarters since.
  • Ladenburg Thalmann Financial Services's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $238K in Q4 2018.
  • 47 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.