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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

30 hedge funds and large institutions have $41.5M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2018 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more capital invested

Capital invested by funds: $35.5M → $41.5M (+$5.96M)

12.26% more ownership

Funds ownership: 70.52%82.78% (+12%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

3% less funds holding

Funds holding: 3130 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
12
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
1
Cornerstone Wealth Management
Missouri
$12.4M +$10.4M +207,626 +50%
SCA
2
Stokes Capital Advisors
South Carolina
$4.31M -$73.6K -1,475 -2%
Bank of America
3
Bank of America
North Carolina
$4.01M -$146K -2,919 -3%
Morgan Stanley
4
Morgan Stanley
New York
$3.47M -$55.7K -1,116 -2%
Wells Fargo
5
Wells Fargo
California
$2.96M +$226K +4,541 +8%
UBS Group
6
UBS Group
Switzerland
$1.66M +$298K +5,981 +22%
First Trust Advisors
7
First Trust Advisors
Illinois
$1.61M -$52.7K -1,056 -3%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.48M -$221K -4,421 -13%
Jane Street
9
Jane Street
New York
$1.43M +$466K +9,334 +48%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.34M +$1.34M +26,881 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$862K +$576K +11,555 +200%
BCI
12
Brinker Capital Investments
Pennsylvania
$839K +$63.1K +1,266 +8%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$812K +$607K +12,165 +291%
RCAG
14
Rehmann Capital Advisory Group
Michigan
$634K -$735K -14,741 -54%
PEA
15
Pacific Edge Advisors
California
$621K
ET
16
Equitable Trust
Tennessee
$491K +$492K +9,868 New
RMDI
17
R.M. Davis Inc
Maine
$365K +$19.9K +400 +6%
LPL Financial
18
LPL Financial
California
$353K +$55.4K +1,111 +19%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$339K
NFG
20
Next Financial Group
Texas
$260K -$13.6K -273 -5%
AP
21
Advisors Preferred
Maryland
$214K -$141K -2,830 -40%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$213K -$156K -3,128 -42%
BWM
23
BerganKDV Wealth Management
Minnesota
$178K -$137K -2,744 -43%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$173K +$69.4K +1,391 +67%
AG
25
Advisor Group
Arizona
$151K +$101K +2,030 +203%

SMMU Hedge Fund Activity: Q3 2018 in Review

30 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2018, worth a combined $41.5M — up 17% from $35.5M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SMMU and 2 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 12 added.

The largest buyer was Cornerstone Wealth Management, adding an estimated $10.4M. The largest seller was Rehmann Capital Advisory Group, cutting an estimated $735K.

  • 30 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2018, down from 31 in Q2 2018.
  • Funds reported $41.5M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2018, up 17% quarter-over-quarter.
  • 2 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2018 and 3 closed out, a net change of -1 holder.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2018 was Cornerstone Wealth Management, an estimated $10.4M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2018 was Rehmann Capital Advisory Group, an estimated $735K sold.

Based on aggregated 13F filings for Q3 2018.