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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

50 hedge funds and large institutions have $130M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2020 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 21 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 12

7% more capital invested

Capital invested by funds: $122M → $130M (+$8.24M)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

2% less funds holding

Funds holding: 5150 (-1)

32.12% less ownership

Funds ownership: 105.67%73.55% (-32%)

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.03%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
21
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M
OIA
2
OneDigital Investment Advisors
Kansas
$16.8M +$3.03M +59,821 +22%
Bank of America
3
Bank of America
North Carolina
$15.1M +$7.43M +146,681 +98%
Morgan Stanley
4
Morgan Stanley
New York
$7.57M +$1.7M +33,668 +29%
Wells Fargo
5
Wells Fargo
California
$3.56M +$143K +2,819 +4%
Jane Street
6
Jane Street
New York
$3.23M -$2.09M -41,278 -39%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.23M +$507K +10,015 +30%
UBS Group
8
UBS Group
Switzerland
$1.72M -$5.87K -116 -0.3%
NC
9
NewSquare Capital
Pennsylvania
$1.55M +$17.2K +340 +1%
BRC
10
BHF RG Capital
Arizona
$1.52M +$1.51M +29,898 New
AWA
11
Arete Wealth Advisors
Illinois
$1.42M +$1.41M +27,902 New
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.37M -$370K -7,301 -21%
VFA
13
Voya Financial Advisors
Connecticut
$1.21M -$161K -3,176 -12%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.15M +$272K +5,375 +31%
CA
15
Crumly & Associates
Illinois
$1M +$106K +2,101 +12%
FNC
16
First National Corp
Massachusetts
$978K +$540K +10,670 +126%
Osaic Holdings
17
Osaic Holdings
Arizona
$955K -$4.94M -97,491 -84%
LRPA
18
L. Roy Papp & Associates
Arizona
$911K
AP
19
Advisors Preferred
Maryland
$894K +$239K +4,720 +37%
BCI
20
Brinker Capital Investments
Pennsylvania
$819K -$49.3K -974 -6%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$692K -$504K -9,947 -42%
RMDI
22
R.M. Davis Inc
Maine
$672K +$667K +13,169 New
CIA
23
Compass Ion Advisors
Pennsylvania
$660K +$655K +12,926 New
SWP
24
Stratos Wealth Partners
Ohio
$575K +$255K +5,041 +81%
CWM
25
Cornerstone Wealth Management
Missouri
$550K +$22.5K +445 +4%

SMMU Hedge Fund Activity: Q2 2020 in Review

50 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q2 2020, worth a combined $130M — up 6.7% from $122M a quarter earlier.

Fund positioning in SMMU was balanced in Q2 2020: 6 funds opened new positions, 6 closed out, 21 added to existing stakes and 12 trimmed.

The largest buyer was Bank of America, adding an estimated $7.43M. The largest seller was Osaic Holdings, cutting an estimated $4.94M.

  • 50 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q2 2020, down from 51 in Q1 2020.
  • Funds reported $130M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q2 2020, up 6.7% quarter-over-quarter.
  • 6 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q2 2020 and 6 closed out, a net change of 0 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q2 2020 was Bank of America, an estimated $7.43M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q2 2020 was Osaic Holdings, an estimated $4.94M sold.

Based on aggregated 13F filings for Q2 2020.