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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

23 hedge funds and large institutions have $22.9M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2014 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

5% more funds holding

Funds holding: 2223 (+1)

0.69% less ownership

Funds ownership: 30.73%30.04% (-0.69%)

5% less capital invested

Capital invested by funds: $24.1M → $22.9M (-$1.25M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
23
Holders Change
+1
Holders Change %
+4.55%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
5
Reduced
8
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.81M +$241K +4,777 +4%
Bank of America
2
Bank of America
North Carolina
$5.65M +$899K +17,833 +19%
SC
3
SouthState Corp
Florida
$2.54M -$78.4K -1,555 -3%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.93M -$142K -2,811 -7%
Wells Fargo
5
Wells Fargo
California
$1.04M -$987K -19,581 -49%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$918K -$470K -9,328 -34%
LPL Financial
7
LPL Financial
California
$827K -$594K -11,789 -42%
Jane Street
8
Jane Street
New York
$719K +$268K +5,322 +60%
BFG
9
Bouchey Financial Group
New York
$635K -$50.4K -1,000 -7%
LWI
10
Long Wharf Investors
Massachusetts
$613K
VKH
11
Virtu KCG Holdings
New York
$554K +$554K +10,986 New
First Trust Advisors
12
First Trust Advisors
Illinois
$410K +$65.3K +1,295 +19%
U
13
UBS
Switzerland
$361K -$539K -10,690 -60%
TF
14
Trutina Financial
Washington
$252K
HK
15
Horizon Kinetics
New York
$202K
ACS
16
Archford Capital Strategies
Illinois
$145K
TCM
17
TD Capital Management
Tennessee
$77K +$101 +2 +0.1%
FBT
18
Founders Bank & Trust
Michigan
$72K +$71.6K +1,421 New
BRWA
19
B. Riley Wealth Advisors
Florida
$53.2K +$53.2K +1,055 New
Citigroup
20
Citigroup
New York
$38K
CFA
21
Carroll Financial Associates
North Carolina
$10K
MFS
22
MSI Financial Services
Massachusetts
$6K -$4.03K -80 -42%
NES
23
New England Securities
New York
$5K
IH
24
IFC Holdings
Florida
-$355K -7,075 Closed
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
-$232K -4,605 Closed

SMMU Hedge Fund Activity: Q2 2014 in Review

23 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q2 2014, worth a combined $22.9M — down 5.2% from $24.1M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SMMU positions and 2 closed out — a net gain of 1 holder — while 5 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $899K. The largest seller was Wells Fargo, cutting an estimated $987K.

  • 23 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q2 2014, up from 22 in Q1 2014.
  • Funds reported $22.9M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q2 2014, down 5.2% quarter-over-quarter.
  • 3 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q2 2014 and 2 closed out, a net change of +1 holder.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q2 2014 was Bank of America, an estimated $899K added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q2 2014 was Wells Fargo, an estimated $987K sold.

Based on aggregated 13F filings for Q2 2014.