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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

27 hedge funds and large institutions have $20.6M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 13 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

13% more funds holding

Funds holding: 2427 (+3)

8.42% less ownership

Funds ownership: 37.98%29.56% (-8.4%)

21% less capital invested

Capital invested by funds: $26M → $20.6M (-$5.43M)

69% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 13

Holders
27
Holders Change
+3
Holders Change %
+12.5%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
4
Reduced
13
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.5M -$608K -12,169 -15%
Bank of America
2
Bank of America
North Carolina
$3.06M -$1.59M -31,856 -34%
Wells Fargo
3
Wells Fargo
California
$2.31M -$263K -5,270 -10%
Jane Street
4
Jane Street
New York
$1.92M -$1.67M -33,363 -46%
UBS Group
5
UBS Group
Switzerland
$1.83M -$749K -14,994 -29%
First Trust Advisors
6
First Trust Advisors
Illinois
$1.18M +$296K +5,925 +33%
AP
7
Advisors Preferred
Maryland
$1.14M -$1.26M -25,290 -52%
PAM
8
Peak Asset Management
Colorado
$844K +$88K +1,760 +11%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$824K +$833K +16,674 New
VKH
10
Virtu KCG Holdings
New York
$673K -$70.4K -1,409 -9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$416K -$136K -2,721 -24%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$405K -$1.95K -39 -0.5%
FMP
13
Financial Management Professionals
Texas
$366K -$2.1K -42 -0.6%
CWM
14
Cornerstone Wealth Management
Missouri
$358K +$360K +7,212 New
IH
15
IFC Holdings
Florida
$298K -$13.3K -266 -4%
BWM
16
BerganKDV Wealth Management
Minnesota
$251K -$60.3K -1,207 -19%
TF
17
Trutina Financial
Washington
$247K
TSS
18
Two Sigma Securities
New York
$240K +$242K +4,852 New
RJFSA
19
Raymond James Financial Services Advisors
Florida
$232K +$235K +4,699 New
BCI
20
Brinker Capital Investments
Pennsylvania
$213K -$29.3K -586 -12%
ACS
21
Archford Capital Strategies
Illinois
$110K
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$95K +$14.3K +287 +18%
TCM
23
TD Capital Management
Tennessee
$57K +$150 +3 +0.3%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$24K +$23.9K +478 New
MFS
25
MSI Financial Services
Massachusetts
$17K

SMMU Hedge Fund Activity: Q4 2016 in Review

27 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2016, worth a combined $20.6M — down 21% from $26M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SMMU positions and 3 closed out — a net gain of 3 holders — while 4 added to existing stakes and 13 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $833K. The largest seller was Jane Street, cutting an estimated $1.67M.

  • 27 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2016, up from 24 in Q3 2016.
  • Funds reported $20.6M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2016, down 21% quarter-over-quarter.
  • 6 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2016 and 3 closed out, a net change of +3 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2016 was Susquehanna International Group, an estimated $833K added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2016 was Jane Street, an estimated $1.67M sold.

Based on aggregated 13F filings for Q4 2016.