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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

72 hedge funds and large institutions have $267M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 18

39% more capital invested

Capital invested by funds: $192M → $267M (+$74.4M)

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

4.18% more ownership

Funds ownership: 67.81%71.99% (+4.2%)

1% more funds holding

Funds holding: 7172 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
12
Increased
31
Reduced
18
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$72.1M +$52.7M +1,024,504 +270%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$57.4M
OIA
3
OneDigital Investment Advisors
Kansas
$27.9M +$3.76M +73,097 +16%
Morgan Stanley
4
Morgan Stanley
New York
$13.8M +$2.24M +43,628 +19%
KCM
5
Kathmere Capital Management
Pennsylvania
$11.7M +$4.82M +93,776 +70%
SW
6
Signify Wealth
Missouri
$9.07M +$2.17M +42,249 +31%
MW
7
MBL Wealth
North Carolina
$8.61M +$1.25M +24,275 +17%
RMDI
8
R.M. Davis Inc
Maine
$5.87M +$3.13M +60,860 +114%
WFA
9
Websterrogers Financial Advisors
South Carolina
$4.94M +$454K +8,820 +10%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$4.14M +$523K +10,172 +14%
FNC
11
First National Corp
Massachusetts
$3.43M +$1.84M +35,691 +115%
Wells Fargo
12
Wells Fargo
California
$2.49M -$883K -17,159 -26%
HCM
13
Hollencrest Capital Management
California
$2.18M +$2.18M +42,448 New
UBS Group
14
UBS Group
Switzerland
$2.14M +$232K +4,510 +12%
NC
15
NewSquare Capital
Pennsylvania
$2.13M -$470K -9,146 -18%
JP Morgan Chase
16
JP Morgan Chase
New York
$2.11M +$2.12M +41,129 New
OMC
17
Old Mission Capital
Illinois
$2.11M +$2.11M +41,031 New
LRPA
18
L. Roy Papp & Associates
Arizona
$1.99M
BCI
19
Brinker Capital Investments
Pennsylvania
$1.98M -$23.4K -455 -1%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.9M +$1.9M +36,988 New
AWA
21
Arete Wealth Advisors
Illinois
$1.67M +$184K +3,570 +12%
YIA
22
YHB Investment Advisors
Connecticut
$1.64M -$298K -5,795 -15%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.64M +$179K +3,486 +12%
MA
24
MJP Associates
Connecticut
$1.57M +$184K +3,570 +13%
NA
25
Nottingham Advisors
New York
$1.33M -$134K -2,601 -9%

SMMU Hedge Fund Activity: Q1 2021 in Review

72 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2021, worth a combined $267M — up 39% from $192M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SMMU positions and 10 closed out — a net gain of 2 holders — while 31 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $52.7M. The largest seller was Jane Street, exiting entirely with an estimated $2.78M sold.

  • 72 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2021, up from 71 in Q4 2020.
  • Funds reported $267M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2021, up 39% quarter-over-quarter.
  • 12 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2021 and 10 closed out, a net change of +2 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2021 was Bank of America, an estimated $52.7M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2021 was Jane Street, an estimated $2.78M sold.

Based on aggregated 13F filings for Q1 2021.