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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

18 hedge funds and large institutions have $22.8M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

87% more capital invested

Capital invested by funds: $12.2M → $22.8M (+$10.6M)

50% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 4

13% more funds holding

Funds holding: 1618 (+2)

10.88% more ownership

Funds ownership: 19.29%30.17% (+11%)

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
4
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.34M +$4.61M +91,875 +264%
Bank of America
2
Bank of America
North Carolina
$5.02M +$3.15M +62,755 +167%
SC
3
SouthState Corp
Florida
$2.71M -$175K -3,497 -6%
LPL Financial
4
LPL Financial
California
$1.48M +$1.05M +20,978 +244%
U
5
UBS
Switzerland
$1.43M -$368K -7,338 -20%
Jane Street
6
Jane Street
New York
$1.38M +$1.38M +27,511 New
Wells Fargo
7
Wells Fargo
California
$1.26M +$928K +18,506 +280%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$922K -$81.7K -1,630 -8%
LWI
9
Long Wharf Investors
Massachusetts
$608K -$115K -2,300 -16%
First Trust Advisors
10
First Trust Advisors
Illinois
$413K +$414K +8,260 New
IH
11
IFC Holdings
Florida
$366K +$366K +7,296 New
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$260K +$50 +1 +0%
TF
13
Trutina Financial
Washington
$250K
HK
14
Horizon Kinetics
New York
$200K
NES
15
New England Securities
New York
$141K +$136K +2,722 +2,927%
TCM
16
TD Capital Management
Tennessee
$13K +$12.5K +250 New
CFA
17
Carroll Financial Associates
North Carolina
$10K
MFS
18
MSI Financial Services
Massachusetts
$10K
MA
19
MUFG Americas
New York
-$50K -1,000 Closed

SMMU Hedge Fund Activity: Q3 2013 in Review

18 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2013, worth a combined $22.8M — up 87% from $12.2M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SMMU positions and 1 closed out — a net gain of 3 holders — while 6 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.61M. The largest seller was UBS, cutting an estimated $368K.

  • 18 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2013, up from 16 in Q2 2013.
  • Funds reported $22.8M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2013, up 87% quarter-over-quarter.
  • 4 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2013 and 1 closed out, a net change of +3 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2013 was Morgan Stanley, an estimated $4.61M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2013 was UBS, an estimated $368K sold.

Based on aggregated 13F filings for Q3 2013.