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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

28 hedge funds and large institutions have $29.5M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

12% more funds holding

Funds holding: 2528 (+3)

10% more capital invested

Capital invested by funds: $26.8M → $29.5M (+$2.77M)

1.45% more ownership

Funds ownership: 42.09%43.54% (+1.4%)

Holders
28
Holders Change
+3
Holders Change %
+12%
% of All Funds
0.64%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
14
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.96M +$639K +12,731 +19%
SCA
2
Stokes Capital Advisors
South Carolina
$3.87M +$3.89M +77,530 New
Wells Fargo
3
Wells Fargo
California
$3.27M +$629K +12,536 +24%
Bank of America
4
Bank of America
North Carolina
$2.82M +$419K +8,344 +17%
AP
5
Advisors Preferred
Maryland
$2.1M +$25.1K +499 +1%
Jane Street
6
Jane Street
New York
$2.05M -$2.89M -57,644 -58%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.75M +$1.41K +28 +0.1%
First Trust Advisors
8
First Trust Advisors
Illinois
$1.61M +$7.68K +153 +0.5%
UBS Group
9
UBS Group
Switzerland
$1.46M +$26.2K +522 +2%
PEA
10
Pacific Edge Advisors
California
$1.17M +$1.18M +23,500 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$791K +$243K +4,831 +44%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$738K +$391K +7,781 +111%
BCI
13
Brinker Capital Investments
Pennsylvania
$596K +$72.1K +1,435 +14%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$595K -$1.59M -31,609 -73%
CWM
15
Cornerstone Wealth Management
Missouri
$517K -$103K -2,045 -17%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$374K -$4.12K -82 -1%
RMDI
17
R.M. Davis Inc
Maine
$344K +$346K +6,900 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$339K
BWM
19
BerganKDV Wealth Management
Minnesota
$228K +$12.2K +242 +6%
IH
20
IFC Holdings
Florida
$212K +$7.78K +155 +4%
TSS
21
Two Sigma Securities
New York
$207K +$208K +4,151 New
CCM
22
Covington Capital Management
California
$167K
Citigroup
23
Citigroup
New York
$100K +$100K +2,000 New
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$90K -$16.6K -331 -16%
Manulife (Manufacturers Life Insurance)
25
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$82K +$4.97K +99 +6%

SMMU Hedge Fund Activity: Q4 2017 in Review

28 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2017, worth a combined $29.5M — up 10% from $26.8M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SMMU positions and 2 closed out — a net gain of 3 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $639K. The largest seller was Jane Street, cutting an estimated $2.89M.

  • 28 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2017, up from 25 in Q3 2017.
  • Funds reported $29.5M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2017, up 10% quarter-over-quarter.
  • 5 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2017 and 2 closed out, a net change of +3 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2017 was Morgan Stanley, an estimated $639K added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2017 was Jane Street, an estimated $2.89M sold.

Based on aggregated 13F filings for Q4 2017.