We are live on ! Find out more
SMMU icon

PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

59 hedge funds and large institutions have $165M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 10

27% more capital invested

Capital invested by funds: $130M → $165M (+$34.7M)

18% more funds holding

Funds holding: 5059 (+9)

6.28% less ownership

Funds ownership: 73.55%67.27% (-6.3%)

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
25
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M
OIA
2
OneDigital Investment Advisors
Kansas
$21.8M +$4.94M +96,416 +29%
Bank of America
3
Bank of America
North Carolina
$19.1M +$3.93M +76,695 +26%
Morgan Stanley
4
Morgan Stanley
New York
$11.2M +$3.64M +71,051 +48%
FHC
5
First Heartland Consultants
Missouri
$7.57M +$7.56M +147,580 New
Jane Street
6
Jane Street
New York
$4.75M +$1.5M +29,355 +46%
Wells Fargo
7
Wells Fargo
California
$3.38M -$200K -3,911 -6%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.12M +$884K +17,250 +40%
CA
9
Crumly & Associates
Illinois
$2.09M +$1.08M +21,135 +108%
FNC
10
First National Corp
Massachusetts
$2.09M +$403K +7,856 +41%
NC
11
NewSquare Capital
Pennsylvania
$1.98M +$426K +8,311 +27%
YIA
12
YHB Investment Advisors
Connecticut
$1.96M +$1.96M +38,220 New
RMDI
13
R.M. Davis Inc
Maine
$1.91M +$1.23M +24,000 +182%
CIA
14
Compass Ion Advisors
Pennsylvania
$1.71M +$1.04M +20,351 +157%
UBS Group
15
UBS Group
Switzerland
$1.69M -$31.5K -614 -2%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.52M +$149K +2,902 +11%
AWA
17
Arete Wealth Advisors
Illinois
$1.42M -$11.6K -226 -0.8%
NA
18
Nottingham Advisors
New York
$1.24M +$1.24M +24,114 New
VFA
19
Voya Financial Advisors
Connecticut
$1.17M -$44.7K -872 -4%
AP
20
Advisors Preferred
Maryland
$1.15M +$256K +4,990 +28%
AAS
21
Avantax Advisory Services
Texas
$1.13M +$1.13M +21,986 New
MML Investors Services
22
MML Investors Services
Massachusetts
$1.13M -$23.4K -457 -2%
BRC
23
BHF RG Capital
Arizona
$1.11M -$416K -8,115 -27%
Osaic Holdings
24
Osaic Holdings
Arizona
$1.06M +$99.7K +1,945 +10%
LRPA
25
L. Roy Papp & Associates
Arizona
$915K

SMMU Hedge Fund Activity: Q3 2020 in Review

59 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2020, worth a combined $165M — up 27% from $130M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SMMU positions and 3 closed out — a net gain of 9 holders — while 25 added to existing stakes and 10 trimmed.

The largest buyer was First Heartland Consultants, opening a new position worth an estimated $7.56M. The largest seller was BHF RG Capital, cutting an estimated $416K.

  • 59 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2020, up from 50 in Q2 2020.
  • Funds reported $165M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2020, up 27% quarter-over-quarter.
  • 12 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2020 and 3 closed out, a net change of +9 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2020 was First Heartland Consultants, an estimated $7.56M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2020 was BHF RG Capital, an estimated $416K sold.

Based on aggregated 13F filings for Q3 2020.