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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

Overview Fund Activity

25 hedge funds and large institutions have $26.8M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2017 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 2 closing their positions.

Holders
25
Holders Change
+4
Holders Change %
+19.05%
% of All Funds
0.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
8
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$4.98M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$557K
3
Janney Montgomery Scott
3
Janney Montgomery Scott
Pennsylvania
$343K
4
NFG
4
Next Financial Group
Texas
$303K
5
AP
5
Advisors Preferred
Maryland
$2.1M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$3.37M
2
UBS Group
2
UBS Group
Switzerland
$1.45M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$354K
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$2.2M
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Jane Street
1
Jane Street
New York
$4.98M 98,752 +28,425 +40%
Morgan Stanley
2
Morgan Stanley
New York
$3.37M 66,763 -16,777 -20%
Wells Fargo
3
Wells Fargo
California
$2.68M 53,036 -303 -0.6%
Bank of America
4
Bank of America
North Carolina
$2.43M 48,189 +3,151 +7%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.2M 43,544 -5,892 -12%
AP
6
Advisors Preferred
Maryland
$2.1M 41,691 +5,821 +16%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.77M 35,069 +27 +0.1%
First Trust Advisors
8
First Trust Advisors
Illinois
$1.62M 32,067 +1,599 +5%
UBS Group
9
UBS Group
Switzerland
$1.45M 28,787 -9,431 -25%
CWM
10
Cornerstone Wealth Management
Missouri
$621K 12,382 +98 +0.8%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$557K 11,041 +11,041 New
BCI
12
Brinker Capital Investments
Pennsylvania
$531K 10,518 +2,156 +26%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$382K 7,577 -391 -5%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$354K 7,020 -7,589 -52%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$343K 6,792 +6,792 New
NFG
16
Next Financial Group
Texas
$303K 6,000 +6,000 New
BWM
17
BerganKDV Wealth Management
Minnesota
$219K 4,336 -1,009 -19%
IH
18
IFC Holdings
Florida
$206K 4,086 +4,086 New
BRF
19
B. Riley Financial
California
$200K 3,972 +3,972 New
CCM
20
Covington Capital Management
California
$169K 3,350 +3,350 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$107K 2,127 +127 +6%
Manulife (Manufacturers Life Insurance)
22
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$78K 1,542 – –
TCM
23
TD Capital Management
Tennessee
$59K 1,174 +4 +0.3%
FMP
24
Financial Management Professionals
Texas
$25K 512 -2,970 -85%
Bank of New York Mellon
25
Bank of New York Mellon
New York
– – -4,586 Closed
1
2