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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

123 hedge funds and large institutions have $422M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 44 increasing their positions, 39 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

13% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 39

10% more funds holding

Funds holding: 112123 (+11)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5.09% less ownership

Funds ownership: 83.12%78.03% (-5.1%)

9% less capital invested

Capital invested by funds: $466M → $422M (-$44.1M)

Holders
123
Holders Change
+11
Holders Change %
+9.82%
% of All Funds
1.96%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
44
Reduced
39
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$100M -$1.49M -30,068 -1%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$51.9M -$9.86M -198,802 -16%
Morgan Stanley
3
Morgan Stanley
New York
$24.3M +$519K +10,471 +2%
Cerity Partners
4
Cerity Partners
New York
$16.4M -$1.77M -35,714 -10%
OIA
5
OneDigital Investment Advisors
Kansas
$14.5M -$739K -14,899 -5%
CA
6
Cetera Advisors
Colorado
$11.7M +$1.9M +38,389 +20%
CCM
7
Condor Capital Management
New Jersey
$11.6M -$1.58M -31,876 -12%
HighTower Advisors
8
HighTower Advisors
Illinois
$11.2M -$308K -6,217 -3%
CAPTRUST Financial Advisors
9
CAPTRUST Financial Advisors
North Carolina
$10.5M +$1.54M +31,108 +17%
Wells Fargo
10
Wells Fargo
California
$9.7M -$614K -12,370 -6%
LPL Financial
11
LPL Financial
California
$8.15M +$3.37M +67,994 +71%
SW
12
Signify Wealth
Missouri
$8.1M +$398K +8,024 +5%
KCM
13
Kathmere Capital Management
Pennsylvania
$7.66M +$440K +8,876 +6%
Osaic Holdings
14
Osaic Holdings
Arizona
$7.53M -$4.03M -81,305 -35%
WFA
15
Websterrogers Financial Advisors
South Carolina
$6.26M +$74.4K +1,499 +1%
RMDI
16
R.M. Davis Inc
Maine
$6.15M +$259K +5,213 +4%
CWM
17
CarsonAllaria Wealth Management
Illinois
$5.93M -$381K -7,690 -6%
TCM
18
TD Capital Management
Tennessee
$5.86M +$30.7K +619 +0.5%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$5.18M +$97.9K +1,974 +2%
Jane Street
20
Jane Street
New York
$5.01M -$40.1M -808,294 -89%
Stifel Financial
21
Stifel Financial
Missouri
$4.63M +$74.5K +1,501 +2%
Truist Financial
22
Truist Financial
North Carolina
$4.56M +$184K +3,714 +4%
BCI
23
Brinker Capital Investments
Pennsylvania
$4.15M +$1.02M +20,637 +33%
OPS
24
Orion Portfolio Solutions
Nebraska
$4.15M +$3.27M +65,861 +374%
SFM
25
Signet Financial Management
New Jersey
$4.09M +$1.16M +23,417 +40%

SMMU Hedge Fund Activity: Q1 2023 in Review

123 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2023, worth a combined $422M — down 9.5% from $466M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new SMMU positions and 7 closed out — a net gain of 13 holders — while 44 added to existing stakes and 39 trimmed.

The largest buyer was LPL Financial, adding an estimated $3.37M. The largest seller was Jane Street, cutting an estimated $40.1M.

  • 123 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2023, up from 112 in Q4 2022.
  • Funds reported $422M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2023, down 9.5% quarter-over-quarter.
  • 20 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2023 and 7 closed out, a net change of +13 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2023 was LPL Financial, an estimated $3.37M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2023 was Jane Street, an estimated $40.1M sold.

Based on aggregated 13F filings for Q1 2023.