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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

39 hedge funds and large institutions have $97.5M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2019 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 8

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

11% more capital invested

Capital invested by funds: $87.7M → $97.5M (+$9.85M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less funds holding

Funds holding: 4039 (-1)

3.52% less ownership

Funds ownership: 103.48%99.96% (-3.5%)

Holders
39
Holders Change
-1
Holders Change %
-2.5%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
20
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M
OIA
2
OneDigital Investment Advisors
Kansas
$8.09M +$8.05M +159,929 New
SCA
3
Stokes Capital Advisors
South Carolina
$4.99M +$151K +3,000 +3%
Wells Fargo
4
Wells Fargo
California
$4.74M +$102K +2,034 +2%
Morgan Stanley
5
Morgan Stanley
New York
$3.35M +$370K +7,347 +12%
Bank of America
6
Bank of America
North Carolina
$3.02M -$526K -10,454 -15%
Citadel Advisors
7
Citadel Advisors
Florida
$1.52M +$1.25M +24,809 +469%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$1.47M +$50 +1 +0%
UBS Group
9
UBS Group
Switzerland
$1.25M +$110K +2,180 +10%
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.11M +$210K +4,182 +23%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.05M -$72K -1,431 -6%
BCI
12
Brinker Capital Investments
Pennsylvania
$962K +$57.4K +1,140 +6%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$952K +$235K +4,664 +33%
LRPA
14
L. Roy Papp & Associates
Arizona
$903K +$898K +17,848 New
AP
15
Advisors Preferred
Maryland
$507K +$1.51K +30 +0.3%
PEA
16
Pacific Edge Advisors
California
$506K -$50.3K -1,000 -9%
RCAG
17
Rehmann Capital Advisory Group
Michigan
$481K +$201 +4 +0%
AG
18
Advisor Group
Arizona
$456K +$133K +2,641 +41%
CWM
19
Cornerstone Wealth Management
Missouri
$454K +$22.5K +447 +5%
LPL Financial
20
LPL Financial
California
$430K +$9.11K +181 +2%
BRWA
21
B. Riley Wealth Advisors
Florida
$368K +$92.9K +1,846 +34%
HighTower Advisors
22
HighTower Advisors
Illinois
$350K -$2.06K -41 -0.6%
TCM
23
TD Capital Management
Tennessee
$346K +$654 +13 +0.2%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$345K
APA
25
American Portfolios Advisors
New York
$329K +$81.1K +1,611 +33%

SMMU Hedge Fund Activity: Q2 2019 in Review

39 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q2 2019, worth a combined $97.5M — up 11% from $87.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SMMU positions and 5 closed out — a net gain of 1 holder — while 20 added to existing stakes and 8 trimmed.

The largest buyer was OneDigital Investment Advisors, opening a new position worth an estimated $8.05M. The largest seller was First Trust Advisors, exiting entirely with an estimated $1M sold.

  • 39 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q2 2019, down from 40 in Q1 2019.
  • Funds reported $97.5M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q2 2019, up 11% quarter-over-quarter.
  • 6 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q2 2019 and 5 closed out, a net change of +1 holder.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q2 2019 was OneDigital Investment Advisors, an estimated $8.05M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q2 2019 was First Trust Advisors, an estimated $1M sold.

Based on aggregated 13F filings for Q2 2019.