Thomas J. Herzfeld Advisors’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Thomas J. Herzfeld Advisors’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,756	Closed	-$950K	–	260
2019 Q4	$950K	Sell	18,756 -6,522	-26%	-$330K	0.34%	60
2019 Q3	$1.28M	Buy	25,278 +3,240	+15%	+$164K	0.47%	44
2019 Q2	$1.11M	Buy	22,038 +4,182	+23%	+$210K	0.42%	56
2019 Q1	$899K	Buy	+17,856	New	+$893K	0.33%	74

Other funds holding SMMU

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SCA

Stokes Capital Advisors Greenwood, South Carolina $467M AUM 14.84% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Thomas J. Herzfeld Advisors's SMMU Position: Q1 2020 in Review

Thomas J. Herzfeld Advisors sold out of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) in Q1 2020, closing a stake of 18,756 shares — an estimated $950K sold.

Thomas J. Herzfeld Advisors first reported a position in SMMU in Q1 2019 and held it in 4 quarters. The position peaked at $1.28M in Q3 2019. 51 funds tracked by Wall St. Rank hold SMMU as of Q1 2020.

Thomas J. Herzfeld Advisors reported no remaining PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position as of Q1 2020 after selling out during the quarter.
Thomas J. Herzfeld Advisors sold 18,756 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q1 2020, an estimated $950K.
Thomas J. Herzfeld Advisors first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q1 2019 and held it in 4 quarters.
Thomas J. Herzfeld Advisors's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $1.28M in Q3 2019.
51 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q1 2020.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2020, filed 13 May 2020.