Thomas J. Herzfeld Advisors’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-18,756	Closed	-$950K	–	260
2019 Q4	$950K	Sell	18,756 -6,522	-26%	-$330K	0.34%	60
2019 Q3	$1.28M	Buy	25,278 +3,240	+15%	+$164K	0.47%	44
2019 Q2	$1.12M	Buy	22,038 +4,182	+23%	+$212K	0.42%	56
2019 Q1	$899K	Buy	+17,856	New	+$899K	0.33%	74