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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

47 hedge funds and large institutions have $109M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 22 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 5

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

12% more funds holding

Funds holding: 4247 (+5)

4% more capital invested

Capital invested by funds: $105M → $109M (+$4.02M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.29% less ownership

Funds ownership: 91.02%90.73% (-0.29%)

Holders
47
Holders Change
+5
Holders Change %
+11.9%
% of All Funds
0.93%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
22
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M
OIA
2
OneDigital Investment Advisors
Kansas
$8.78M +$2.95M +58,281 +51%
Bank of America
3
Bank of America
North Carolina
$8.65M +$427K +8,432 +5%
Wells Fargo
4
Wells Fargo
California
$5.05M +$236K +4,668 +5%
SCA
5
Stokes Capital Advisors
South Carolina
$4.87M +$147K +2,905 +3%
Morgan Stanley
6
Morgan Stanley
New York
$3.62M +$79.3K +1,567 +2%
UBS Group
7
UBS Group
Switzerland
$1.54M -$57K -1,126 -4%
MML Investors Services
8
MML Investors Services
Massachusetts
$1.25M -$68.8K -1,359 -5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.24M +$10.2K +202 +0.8%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.23M +$109K +2,144 +10%
NC
11
NewSquare Capital
Pennsylvania
$1.2M +$459K +9,065 +62%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$1.19M +$105K +2,071 +10%
FNC
13
First National Corp
Massachusetts
$1.09M +$9.47K +187 +0.9%
BCI
14
Brinker Capital Investments
Pennsylvania
$1.09M +$79.5K +1,570 +8%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$950K -$330K -6,522 -26%
LRPA
16
L. Roy Papp & Associates
Arizona
$904K
CA
17
Crumly & Associates
Illinois
$836K +$836K +16,510 New
Stifel Financial
18
Stifel Financial
Missouri
$779K +$547K +10,804 +233%
BRWA
19
B. Riley Wealth Advisors
Florida
$552K -$27.6K -545 -5%
Jane Street
20
Jane Street
New York
$542K +$542K +10,705 New
AG
21
Advisor Group
Arizona
$541K +$73.7K +1,456 +16%
LCM
22
Leisure Capital Management
California
$530K +$59.9K +1,184 +13%
APA
23
American Portfolios Advisors
New York
$501K +$103K +2,026 +26%
CWM
24
Cornerstone Wealth Management
Missouri
$497K +$47.9K +947 +11%
LPL Financial
25
LPL Financial
California
$467K +$23.3K +460 +5%

SMMU Hedge Fund Activity: Q4 2019 in Review

47 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2019, worth a combined $109M — up 3.8% from $105M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new SMMU positions and 6 closed out — a net gain of 5 holders — while 22 added to existing stakes and 5 trimmed.

The largest buyer was OneDigital Investment Advisors, adding an estimated $2.95M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.48M sold.

  • 47 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2019, up from 42 in Q3 2019.
  • Funds reported $109M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2019, up 3.8% quarter-over-quarter.
  • 11 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2019 and 6 closed out, a net change of +5 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2019 was OneDigital Investment Advisors, an estimated $2.95M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2019 was Citadel Advisors, an estimated $1.48M sold.

Based on aggregated 13F filings for Q4 2019.