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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

31 hedge funds and large institutions have $28.8M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2018 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

3% more funds holding

Funds holding: 3031 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

30% less capital invested

Capital invested by funds: $41.5M → $28.8M (-$12.6M)

46.82% less ownership

Funds ownership: 82.78%35.96% (-47%)

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
11
Reduced
13
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$5.48M +$1.46M +29,370 +36%
SCA
2
Stokes Capital Advisors
South Carolina
$4.48M +$154K +3,100 +4%
Wells Fargo
3
Wells Fargo
California
$3.66M +$686K +13,813 +23%
Morgan Stanley
4
Morgan Stanley
New York
$3.42M -$52.5K -1,056 -2%
UBS Group
5
UBS Group
Switzerland
$1.22M -$443K -8,921 -27%
First Trust Advisors
6
First Trust Advisors
Illinois
$1.18M -$431K -8,682 -27%
Jane Street
7
Jane Street
New York
$1.14M -$295K -5,942 -21%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.11M -$370K -7,457 -25%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$917K +$53.5K +1,077 +6%
BCI
10
Brinker Capital Investments
Pennsylvania
$870K +$28.7K +577 +3%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$703K -$111K -2,231 -14%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$664K -$673K -13,554 -50%
PEA
13
Pacific Edge Advisors
California
$603K -$19.9K -400 -3%
LPL Financial
14
LPL Financial
California
$406K +$51.7K +1,040 +15%
CWM
15
Cornerstone Wealth Management
Missouri
$378K -$30.6M -616,102 -99%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$340K
TCM
17
TD Capital Management
Tennessee
$329K +$269K +5,412 +454%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$309K +$95.7K +1,926 +45%
RMDI
19
R.M. Davis Inc
Maine
$267K -$99.4K -2,000 -27%
AG
20
Advisor Group
Arizona
$266K +$114K +2,300 +76%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$238K +$65.1K +1,310 +38%
HighTower Advisors
22
HighTower Advisors
Illinois
$203K +$203K +4,083 New
NFG
23
Next Financial Group
Texas
$198K -$62.1K -1,250 -24%
CCM
24
Covington Capital Management
California
$135K
BWM
25
BerganKDV Wealth Management
Minnesota
$116K -$62.6K -1,260 -35%

SMMU Hedge Fund Activity: Q4 2018 in Review

31 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2018, worth a combined $28.8M — down 30% from $41.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new SMMU positions and 2 closed out — a net gain of 1 holder — while 11 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $1.46M. The largest seller was Cornerstone Wealth Management, cutting an estimated $30.6M.

  • 31 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2018, up from 30 in Q3 2018.
  • Funds reported $28.8M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2018, down 30% quarter-over-quarter.
  • 3 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2018 and 2 closed out, a net change of +1 holder.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2018 was Bank of America, an estimated $1.46M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2018 was Cornerstone Wealth Management, an estimated $30.6M sold.

Based on aggregated 13F filings for Q4 2018.