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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

42 hedge funds and large institutions have $105M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2019 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 8

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

8% more capital invested

Capital invested by funds: $97.5M → $105M (+$7.54M)

8% more funds holding

Funds holding: 3942 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8.94% less ownership

Funds ownership: 99.96%91.02% (-8.9%)

Holders
42
Holders Change
+3
Holders Change %
+7.69%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
19
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M
Bank of America
2
Bank of America
North Carolina
$8.23M +$5.21M +102,809 +172%
OIA
3
OneDigital Investment Advisors
Kansas
$5.83M -$2.27M -44,782 -28%
Wells Fargo
4
Wells Fargo
California
$4.82M +$66.7K +1,315 +1%
SCA
5
Stokes Capital Advisors
South Carolina
$4.73M -$266K -5,250 -5%
Morgan Stanley
6
Morgan Stanley
New York
$3.54M +$192K +3,789 +6%
UBS Group
7
UBS Group
Switzerland
$1.6M +$347K +6,836 +28%
Citadel Advisors
8
Citadel Advisors
Florida
$1.48M -$40.4K -797 -3%
MML Investors Services
9
MML Investors Services
Massachusetts
$1.32M +$1.32M +26,047 New
TJHA
10
Thomas J. Herzfeld Advisors
Florida
$1.28M +$164K +3,240 +15%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$1.23M +$280K +5,520 +29%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$1.12M -$352K -6,938 -24%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.08M +$33.8K +666 +3%
FNC
14
First National Corp
Massachusetts
$1.08M +$1.08M +21,295 New
BCI
15
Brinker Capital Investments
Pennsylvania
$1.01M +$43.4K +857 +5%
LRPA
16
L. Roy Papp & Associates
Arizona
$904K
NC
17
NewSquare Capital
Pennsylvania
$741K +$742K +14,631 New
AP
18
Advisors Preferred
Maryland
$667K +$159K +3,140 +31%
BRWA
19
B. Riley Wealth Advisors
Florida
$580K +$212K +4,178 +58%
LCM
20
Leisure Capital Management
California
$470K +$471K +9,288 New
AG
21
Advisor Group
Arizona
$468K +$10K +198 +2%
PEA
22
Pacific Edge Advisors
California
$466K -$40.6K -800 -8%
CWM
23
Cornerstone Wealth Management
Missouri
$449K -$7.15K -141 -2%
LPL Financial
24
LPL Financial
California
$444K +$13.3K +262 +3%
APA
25
American Portfolios Advisors
New York
$399K +$69.6K +1,373 +21%

SMMU Hedge Fund Activity: Q3 2019 in Review

42 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2019, worth a combined $105M — up 7.7% from $97.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new SMMU positions and 5 closed out — a net gain of 3 holders — while 19 added to existing stakes and 8 trimmed.

The largest buyer was Bank of America, adding an estimated $5.21M. The largest seller was OneDigital Investment Advisors, cutting an estimated $2.27M.

  • 42 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2019, up from 39 in Q2 2019.
  • Funds reported $105M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2019, up 7.7% quarter-over-quarter.
  • 8 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2019 and 5 closed out, a net change of +3 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2019 was Bank of America, an estimated $5.21M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2019 was OneDigital Investment Advisors, an estimated $2.27M sold.

Based on aggregated 13F filings for Q3 2019.