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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

147 hedge funds and large institutions have $458M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2024 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 57 increasing their positions, 45 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 14

27% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 45

4% more funds holding

Funds holding: 142147 (+5)

3% more capital invested

Capital invested by funds: $443M → $458M (+$15.3M)

3.23% less ownership

Funds ownership: 75.62%72.39% (-3.2%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
147
Holders Change
+5
Holders Change %
+3.52%
% of All Funds
2.11%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
21
Increased
57
Reduced
45
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$48.9M -$8.93M -177,915 -16%
Morgan Stanley
2
Morgan Stanley
New York
$42.6M +$11.9M +237,546 +39%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$37.2M -$1.79M -35,724 -5%
Wealth Enhancement Advisory Services
4
Wealth Enhancement Advisory Services
Minnesota
$31.2M -$1.99M -39,596 -6%
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$26.3M +$2.82M +56,188 +12%
BWM
6
Biltmore Wealth Management
Arizona
$20.5M +$1.57M +31,346 +8%
CAPTRUST Financial Advisors
7
CAPTRUST Financial Advisors
North Carolina
$19.6M +$2M +39,893 +11%
LPL Financial
8
LPL Financial
California
$18.6M +$2.1M +41,851 +13%
Cerity Partners
9
Cerity Partners
New York
$15.7M +$2.12M +42,245 +16%
TCM
10
TD Capital Management
Tennessee
$14.4M +$1.2M +23,994 +9%
Wells Fargo
11
Wells Fargo
California
$12.3M +$494K +9,843 +4%
CCM
12
Condor Capital Management
New Jersey
$12.1M +$164K +3,268 +1%
WFA
13
Websterrogers Financial Advisors
South Carolina
$6.21M -$227K -4,523 -4%
Stifel Financial
14
Stifel Financial
Missouri
$5.37M +$169K +3,369 +3%
CWM
15
CarsonAllaria Wealth Management
Illinois
$5.05M -$232K -4,627 -4%
SFM
16
Signet Financial Management
New Jersey
$4.67M +$158K +3,149 +4%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$4.47M -$172K -3,432 -4%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$4.47M -$676K -13,466 -13%
NA
19
NewEdge Advisors
Louisiana
$4.38M +$122K +2,423 +3%
WIM
20
Westside Investment Management
California
$4.03M +$129K +2,579 +3%
KLI
21
Kelman-Lazarov Inc
Tennessee
$3.98M +$88.5K +1,763 +2%
OIA
22
OneDigital Investment Advisors
Kansas
$3.97M -$679K -13,532 -15%
Osaic Holdings
23
Osaic Holdings
Arizona
$3.67M -$332K -6,610 -8%
RMDI
24
R.M. Davis Inc
Maine
$3.43M +$91.1K +1,815 +3%
CA
25
Crumly & Associates
Illinois
$3.3M +$1.06M +21,070 +48%

SMMU Hedge Fund Activity: Q3 2024 in Review

147 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2024, worth a combined $458M — up 3.5% from $443M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SMMU positions and 14 closed out — a net gain of 7 holders — while 57 added to existing stakes and 45 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $11.9M. The largest seller was Bank of America, cutting an estimated $8.93M.

  • 147 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2024, up from 142 in Q2 2024.
  • Funds reported $458M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2024, up 3.5% quarter-over-quarter.
  • 21 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2024 and 14 closed out, a net change of +7 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2024 was Morgan Stanley, an estimated $11.9M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2024 was Bank of America, an estimated $8.93M sold.

Based on aggregated 13F filings for Q3 2024.