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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

26 hedge funds and large institutions have $25.5M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 3 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

300% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 3

18% more funds holding

Funds holding: 2226 (+4)

6% more capital invested

Capital invested by funds: $24M → $25.5M (+$1.46M)

0.83% more ownership

Funds ownership: 36.29%37.12% (+0.83%)

Holders
26
Holders Change
+4
Holders Change %
+18.18%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
12
Reduced
3
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$4.81M -$3.17M -62,706 -40%
Morgan Stanley
2
Morgan Stanley
New York
$4.54M +$549K +10,861 +14%
Wells Fargo
3
Wells Fargo
California
$2.73M +$226K +4,479 +9%
UBS Group
4
UBS Group
Switzerland
$2.54M +$587K +11,629 +30%
Jane Street
5
Jane Street
New York
$2.37M +$580K +11,485 +32%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.74M +$1.27M +25,068 +268%
AP
7
Advisors Preferred
Maryland
$1.56M +$101K +1,990 +7%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.21M +$172K +3,412 +17%
First Trust Advisors
9
First Trust Advisors
Illinois
$842K +$374K +7,401 +80%
PAM
10
Peak Asset Management
Colorado
$753K +$754K +14,923 New
FMP
11
Financial Management Professionals
Texas
$352K -$285K -5,634 -45%
IH
12
IFC Holdings
Florida
$329K -$29.2K -578 -8%
BFG
13
Bouchey Financial Group
New York
$260K
TF
14
Trutina Financial
Washington
$252K
Bank of New York Mellon
15
Bank of New York Mellon
New York
$238K +$238K +4,717 New
ONB
16
Old National Bancorp
Indiana
$207K
BRF
17
B. Riley Financial
California
$201K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$201K +$201K +3,984 New
ACS
19
Archford Capital Strategies
Illinois
$113K +$113K +2,239 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$82K +$101 +2 +0.1%
TCM
21
TD Capital Management
Tennessee
$58K +$152 +3 +0.3%
BCI
22
Brinker Capital Investments
Pennsylvania
$45K +$31.8K +629 +232%
Citigroup
23
Citigroup
New York
$38K
MFS
24
MSI Financial Services
Massachusetts
$18K +$11.4K +225 +180%
BBHC
25
Brown Brothers Harriman & Co
New York
$1K +$1.16K +23 New

SMMU Hedge Fund Activity: Q2 2016 in Review

26 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q2 2016, worth a combined $25.5M — up 6.1% from $24M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SMMU positions and 1 closed out — a net gain of 4 holders — while 12 added to existing stakes and 3 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $1.27M. The largest seller was Bank of America, cutting an estimated $3.17M.

  • 26 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q2 2016, up from 22 in Q1 2016.
  • Funds reported $25.5M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q2 2016, up 6.1% quarter-over-quarter.
  • 5 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q2 2016 and 1 closed out, a net change of +4 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q2 2016 was Susquehanna International Group, an estimated $1.27M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q2 2016 was Bank of America, an estimated $3.17M sold.

Based on aggregated 13F filings for Q2 2016.