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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

88 hedge funds and large institutions have $430M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 35 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

75% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 20

30% more capital invested

Capital invested by funds: $330M → $430M (+$100M)

15.72% more ownership

Funds ownership: 60.71%76.43% (+16%)

14% more funds holding

Funds holding: 7788 (+11)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
88
Holders Change
+11
Holders Change %
+14.29%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
19
Increased
35
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$122M +$32M +624,748 +36%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$52.4M +$52.4M +1,022,786 New
OIA
3
OneDigital Investment Advisors
Kansas
$32.7M +$1.27M +24,690 +4%
Morgan Stanley
4
Morgan Stanley
New York
$31.2M +$5.7M +111,226 +22%
PP
5
Palladium Partners
Virginia
$29.9M +$6.31M +123,058 +27%
Jane Street
6
Jane Street
New York
$27.8M -$2.46M -47,972 -8%
SW
7
Signify Wealth
Missouri
$23.3M +$12.7M +247,966 +119%
RMDI
8
R.M. Davis Inc
Maine
$9.81M +$409K +7,978 +4%
KCM
9
Kathmere Capital Management
Pennsylvania
$9.46M -$668K -13,025 -7%
CWM
10
CarsonAllaria Wealth Management
Illinois
$6.81M +$6.81M +132,958 New
WFA
11
Websterrogers Financial Advisors
South Carolina
$5.84M +$548K +10,683 +10%
Citadel Advisors
12
Citadel Advisors
Florida
$5.57M -$3.22M -62,824 -37%
TCM
13
TD Capital Management
Tennessee
$4.53M +$2.17M +42,385 +92%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$4.26M -$226K -4,410 -5%
Wells Fargo
15
Wells Fargo
California
$4.18M +$5.79K +113 +0.1%
FNC
16
First National Corp
Massachusetts
$3.12M +$78.6K +1,534 +3%
SL
17
SWMG LLC
Texas
$2.94M +$560K +10,927 +24%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$2.7M -$1.52M -29,652 -36%
UBS Group
19
UBS Group
Switzerland
$2.63M +$330K +6,445 +14%
LPL Financial
20
LPL Financial
California
$2.18M +$150K +2,921 +7%
LWMG
21
Levy Wealth Management Group
Pennsylvania
$2.04M +$351K +6,845 +21%
KFC
22
Klingenstein Fields & Co
New York
$1.99M +$800K +15,609 +67%
COF
23
Capital One Financial
Virginia
$1.99M +$45.5K +887 +2%
LRPA
24
L. Roy Papp & Associates
Arizona
$1.95M
AI
25
Atria Investments
North Carolina
$1.88M +$51 +1 +0%

SMMU Hedge Fund Activity: Q4 2021 in Review

88 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2021, worth a combined $430M — up 30% from $330M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new SMMU positions and 7 closed out — a net gain of 12 holders — while 35 added to existing stakes and 20 trimmed.

The largest buyer was Bank of America, adding an estimated $32M. The largest seller was Citadel Advisors, cutting an estimated $3.22M.

  • 88 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2021, up from 77 in Q3 2021.
  • Funds reported $430M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2021, up 30% quarter-over-quarter.
  • 19 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2021 and 7 closed out, a net change of +12 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2021 was Bank of America, an estimated $32M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2021 was Citadel Advisors, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2021.