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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

71 hedge funds and large institutions have $192M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

88% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 16

20% more funds holding

Funds holding: 5971 (+12)

16% more capital invested

Capital invested by funds: $165M → $192M (+$27.2M)

0.54% more ownership

Funds ownership: 67.27%67.81% (+0.54%)

Holders
71
Holders Change
+12
Holders Change %
+20.34%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
15
Increased
30
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Carson Wealth (CWM LLC)
1
Carson Wealth (CWM LLC)
Nebraska
$57.4M
OIA
2
OneDigital Investment Advisors
Kansas
$24.2M +$2.27M +44,363 +10%
Bank of America
3
Bank of America
North Carolina
$19.5M +$330K +6,435 +2%
Morgan Stanley
4
Morgan Stanley
New York
$11.6M +$322K +6,277 +3%
MW
5
MBL Wealth
North Carolina
$7.38M +$7.36M +143,441 New
KCM
6
Kathmere Capital Management
Pennsylvania
$6.94M +$6.92M +134,873 New
SW
7
Signify Wealth
Missouri
$6.91M +$6.89M +134,304 New
WFA
8
Websterrogers Financial Advisors
South Carolina
$4.5M +$4.48M +87,435 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.63M +$493K +9,622 +16%
Wells Fargo
10
Wells Fargo
California
$3.38M -$8.97K -175 -0.3%
Jane Street
11
Jane Street
New York
$2.78M -$1.98M -38,528 -42%
RMDI
12
R.M. Davis Inc
Maine
$2.75M +$837K +16,320 +44%
NC
13
NewSquare Capital
Pennsylvania
$2.6M +$608K +11,859 +31%
BCI
14
Brinker Capital Investments
Pennsylvania
$2M +$1.15M +22,485 +137%
LRPA
15
L. Roy Papp & Associates
Arizona
$2M +$1.08M +20,988 +118%
YIA
16
YHB Investment Advisors
Connecticut
$1.94M -$30.8K -600 -2%
UBS Group
17
UBS Group
Switzerland
$1.92M +$219K +4,261 +13%
FNC
18
First National Corp
Massachusetts
$1.6M +$211K +4,121 +15%
AWA
19
Arete Wealth Advisors
Illinois
$1.49M +$66.3K +1,292 +5%
NA
20
Nottingham Advisors
New York
$1.46M +$223K +4,344 +18%
MML Investors Services
21
MML Investors Services
Massachusetts
$1.46M +$327K +6,385 +29%
MA
22
MJP Associates
Connecticut
$1.39M +$1.38M +26,992 New
CWM
23
Cornerstone Wealth Management
Missouri
$1.28M +$413K +8,051 +48%
VFA
24
Voya Financial Advisors
Connecticut
$1.27M +$97.2K +1,895 +8%
CA
25
Crumly & Associates
Illinois
$1.19M -$901K -17,579 -43%

SMMU Hedge Fund Activity: Q4 2020 in Review

71 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2020, worth a combined $192M — up 16% from $165M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SMMU positions and 3 closed out — a net gain of 12 holders — while 30 added to existing stakes and 16 trimmed.

The largest buyer was Kathmere Capital Management, opening a new position worth an estimated $6.92M. The largest seller was First Heartland Consultants, cutting an estimated $6.64M.

  • 71 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2020, up from 59 in Q3 2020.
  • Funds reported $192M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2020, up 16% quarter-over-quarter.
  • 15 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2020 and 3 closed out, a net change of +12 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2020 was Kathmere Capital Management, an estimated $6.92M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2020 was First Heartland Consultants, an estimated $6.64M sold.

Based on aggregated 13F filings for Q4 2020.