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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

128 hedge funds and large institutions have $418M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2023 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 43 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 124128 (+4)

1.18% more ownership

Funds ownership: 77.19%78.37% (+1.2%)

7% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 43

3% more capital invested

Capital invested by funds: $405M → $418M (+$12.9M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
128
Holders Change
+4
Holders Change %
+3.23%
% of All Funds
2.03%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
16
Increased
46
Reduced
43
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$77.9M +$9.01M +182,419 +13%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$45.2M -$2.13M -43,118 -4%
Morgan Stanley
3
Morgan Stanley
New York
$22.8M -$1.32M -26,673 -5%
BWM
4
Biltmore Wealth Management
Arizona
$17.6M +$725K +14,684 +4%
Wealth Enhancement Advisory Services
5
Wealth Enhancement Advisory Services
Minnesota
$13M +$12.1M +244,973 +1,156%
CA
6
Cetera Advisors
Colorado
$12.8M +$954K +19,316 +8%
Cerity Partners
7
Cerity Partners
New York
$12.8M +$656K +13,282 +5%
CAPTRUST Financial Advisors
8
CAPTRUST Financial Advisors
North Carolina
$12.7M +$907K +18,377 +8%
LPL Financial
9
LPL Financial
California
$11.5M +$3.51M +71,021 +43%
Wells Fargo
10
Wells Fargo
California
$11.4M -$323K -6,549 -3%
CCM
11
Condor Capital Management
New Jersey
$11M -$415K -8,405 -4%
OIA
12
OneDigital Investment Advisors
Kansas
$10.8M -$1.42M -28,736 -12%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.82M -$105K -2,119 -1%
CWM
14
CarsonAllaria Wealth Management
Illinois
$6.24M +$162K +3,286 +3%
TCM
15
TD Capital Management
Tennessee
$6.03M +$739K +14,961 +14%
WFA
16
Websterrogers Financial Advisors
South Carolina
$5.94M -$176K -3,565 -3%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.77M +$119K +2,409 +2%
RMDI
18
R.M. Davis Inc
Maine
$5.43M -$118K -2,385 -2%
KCM
19
Kathmere Capital Management
Pennsylvania
$5.29M +$243K +4,923 +5%
AWA
20
Amplius Wealth Advisors
Pennsylvania
$5.24M +$537K +10,881 +11%
SW
21
Signify Wealth
Missouri
$4.59M -$4.02M -81,452 -46%
Stifel Financial
22
Stifel Financial
Missouri
$4.35M -$144K -2,920 -3%
Jane Street
23
Jane Street
New York
$4.32M -$3.03M -61,294 -41%
WIM
24
Westside Investment Management
California
$4.22M +$464K +9,400 +12%
SFM
25
Signet Financial Management
New Jersey
$4.19M +$94.2K +1,907 +2%

SMMU Hedge Fund Activity: Q3 2023 in Review

128 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q3 2023, worth a combined $418M — up 3.2% from $405M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SMMU positions and 10 closed out — a net gain of 6 holders — while 46 added to existing stakes and 43 trimmed.

The largest buyer was Wealth Enhancement Advisory Services, adding an estimated $12.1M. The largest seller was Signify Wealth, cutting an estimated $4.02M.

  • 128 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q3 2023, up from 124 in Q2 2023.
  • Funds reported $418M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q3 2023, up 3.2% quarter-over-quarter.
  • 16 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q3 2023 and 10 closed out, a net change of +6 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q3 2023 was Wealth Enhancement Advisory Services, an estimated $12.1M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q3 2023 was Signify Wealth, an estimated $4.02M sold.

Based on aggregated 13F filings for Q3 2023.