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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

23 hedge funds and large institutions have $23.1M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2017 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

12% more capital invested

Capital invested by funds: $20.6M → $23.1M (+$2.52M)

8.39% more ownership

Funds ownership: 29.56%37.95% (+8.4%)

15% less funds holding

Funds holding: 2723 (-4)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
23
Holders Change
-4
Holders Change %
-14.81%
% of All Funds
0.57%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
14
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.9M +$359K +7,187 +10%
Jane Street
2
Jane Street
New York
$3.49M +$1.54M +30,842 +80%
Wells Fargo
3
Wells Fargo
California
$2.69M +$340K +6,798 +15%
Bank of America
4
Bank of America
North Carolina
$2.09M -$1.01M -20,147 -33%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.85M +$1.01M +20,172 +121%
UBS Group
6
UBS Group
Switzerland
$1.82M -$35.2K -705 -2%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$1.75M +$1.75M +35,017 New
First Trust Advisors
8
First Trust Advisors
Illinois
$1.36M +$165K +3,309 +14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$759K +$336K +6,726 +80%
PAM
10
Peak Asset Management
Colorado
$602K -$253K -5,063 -30%
CWM
11
Cornerstone Wealth Management
Missouri
$412K +$50.2K +1,005 +14%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$409K -$1.5K -30 -0.4%
FMP
13
Financial Management Professionals
Texas
$371K
IH
14
IFC Holdings
Florida
$303K +$1K +20 +0.3%
BCI
15
Brinker Capital Investments
Pennsylvania
$273K +$56.9K +1,138 +26%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$271K +$35.9K +718 +15%
BWM
17
BerganKDV Wealth Management
Minnesota
$268K +$13.7K +274 +5%
VKH
18
Virtu KCG Holdings
New York
$234K -$447K -8,940 -66%
ACS
19
Archford Capital Strategies
Illinois
$112K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$96K +$250 +5 +0.3%
TCM
21
TD Capital Management
Tennessee
$58K +$200 +4 +0.3%
AP
22
Advisors Preferred
Maryland
$1.79K +$637K +12,740 +55%
TSS
23
Two Sigma Securities
New York
-$240K -4,852 Closed
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
-$24K -478 Closed
AG
25
Advisor Group
Arizona
-$2K -45 Closed

SMMU Hedge Fund Activity: Q1 2017 in Review

23 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2017, worth a combined $23.1M — up 12% from $20.6M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of SMMU and 1 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 14 added.

The largest buyer was Commonwealth Equity Services, opening a new position worth an estimated $1.75M. The largest seller was Bank of America, cutting an estimated $1.01M.

  • 23 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2017, down from 27 in Q4 2016.
  • Funds reported $23.1M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2017, up 12% quarter-over-quarter.
  • 1 fund opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2017 and 3 closed out, a net change of -2 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2017 was Commonwealth Equity Services, an estimated $1.75M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2017 was Bank of America, an estimated $1.01M sold.

Based on aggregated 13F filings for Q1 2017.