Advisor Group’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Advisor Group’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$541K	Buy	10,686 +1,456	+16%	+$73.7K	﹤0.01%	1608
2019 Q3	$468K	Buy	9,230 +198	+2%	+$10K	﹤0.01%	1666
2019 Q2	$456K	Buy	9,032 +2,641	+41%	+$133K	﹤0.01%	1685
2019 Q1	$322K	Buy	6,391 +1,061	+20%	+$53.1K	﹤0.01%	1916
2018 Q4	$266K	Buy	5,330 +2,300	+76%	+$114K	﹤0.01%	1882
2018 Q3	$151K	Buy	3,030 +2,030	+203%	+$101K	﹤0.01%	2405
2018 Q2	$50K	Buy	+1,000	New	+$49.7K	﹤0.01%	3114
2017 Q1	–	Sell	-45	Closed	-$2K	–	4791
2016 Q4	$2K	Buy	+45	New	+$2.25K	﹤0.01%	4239

Other funds holding SMMU

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SCA

Stokes Capital Advisors Greenwood, South Carolina $467M AUM 14.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Advisor Group's SMMU Position: Q4 2019 in Review

Advisor Group increased its PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) stake by 16% in Q4 2019, buying an estimated $73.7K and bringing the position to 10,686 shares worth $541K. The position accounts for ﹤0.01% of the portfolio, ranked #1608.

Advisor Group first reported a position in SMMU in Q4 2016 and has held it in 8 quarters since. 47 funds tracked by Wall St. Rank hold SMMU as of Q4 2019.

Advisor Group held 10,686 shares of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund worth $541K as of Q4 2019.
Advisor Group bought 1,456 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q4 2019, an estimated $73.7K.
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #1608 holding.
Advisor Group first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q4 2016 and has held it in 8 quarters since.
47 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.