Peak Asset Management’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Peak Asset Management’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-12,015	Closed	-$602K	–	151
2017 Q1	$602K	Sell	12,015 -5,063	-30%	-$253K	0.23%	77
2016 Q4	$844K	Buy	17,078 +1,760	+11%	+$88K	0.34%	59
2016 Q3	$772K	Buy	15,318 +395	+3%	+$20K	0.32%	64
2016 Q2	$753K	Buy	+14,923	New	+$754K	0.33%	58

Other funds holding SMMU

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Advisors Preferred Rockville, Maryland $646M AUM 32.22% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Peak Asset Management's SMMU Position: Q2 2017 in Review

Peak Asset Management sold out of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) in Q2 2017, closing a stake of 12,015 shares — an estimated $602K sold.

Peak Asset Management first reported a position in SMMU in Q2 2016 and held it in 4 quarters. The position peaked at $844K in Q4 2016. 21 funds tracked by Wall St. Rank hold SMMU as of Q2 2017.

Peak Asset Management reported no remaining PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position as of Q2 2017 after selling out during the quarter.
Peak Asset Management sold 12,015 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q2 2017, an estimated $602K.
Peak Asset Management first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q2 2016 and held it in 4 quarters.
Peak Asset Management's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $844K in Q4 2016.
21 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q2 2017.

Based on Peak Asset Management's 13F filing for Q2 2017, filed 31 Jul 2017.