B. Riley Wealth Management’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-3,972	Closed	-$200K	–	431
2019 Q1	$200K	Buy	+3,972	New	+$200K	0.03%	350